This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Carmody | 2005 | 2003 - Diploma of Financial Planning - - FPA ~ 2011 - CFP - - FPA ~ 2012 - Graduate Diploma of Accounting - Graduate Diploma (AQF 8) - Monash University Caulfield ~ 2013 - Diploma Finance & Mortgage Broking - - AAMC ~ 2015 - SMSF - - Kaplan ~ 2025 - Masters of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business |
| Gavin Derepas | 2005 | 2006 - PS 146 - - Tribeca ~ 2009 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - Intellitrain ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2016 - Direct Equities Course - - Kaplan ~ 2025 - Commercial Law - Other - Kaplan Professional ~ 2025 - Tax for Financial Advising - Other - Kaplan Professional |
| Simone Theresa Anne Evans | 2018 | 1998 - Certificate IV in Accounting - Certificate (AQF 1-4) - Riverina Institute of TAFE ~ 2002 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2018 - Diploma of Financial Planning - - Monarch Institute ~ 2022 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |