This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
managed investment schemes excluding IDPS to wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Provide a custodial or depository service other than IDPS to wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Rosenberg | 2004 | 1998 - Bachelor of Business - - Edith Cowan University ~ 2004 - Diploma of Financial Services (FP) - - Kaplan ~ 2015 - Estate Planning - - Kaplan ~ 2015 - Securities - - Kaplan ~ 2015 - Taxation Planning - - Kaplan |
| Bryan Heinzelmann | 0 | 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Gerrie DE Wet | 2014 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Africa ~ 2014 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Keith Allen | 2022 | 2020 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |