This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Carly Emma Voss | 2015 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2018 - Certificate IV in Finance and Mortgage Broking - - AAMC Training Group ~ 2024 - Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Fiona Sarah Fawcett | 1999 | 1986 - Bachelor of Economics - - University of Sydney ~ 2001 - Graduate Diploma in Financial Planning - - Securities Institute |
| Garry John Mensforth | 1995 | 1999 - Diploma of Financial Planning - - Deakin University |
| Luke Michael Charles Rowlands | 0 | 2018 - Bachelor of Commerce (Accounting Major) - Bachelor Degree (AQF 7) - Curtin University ~ 2023 - Graduate Dipolma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Matthew James Rutter | 2000 | 1998 - Bachelor of Commerce - - Newcastle University ~ 2000 - Diploma of Financial Planning - - Deakin University ~ 2021 - FASEA - Other - FASEA |
| Michael Papiccio | 1998 | 2010 - Diploma of Financial Services (Financial Planning FNS50804) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning FNS60404) - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Peter Gordon Mcintyre | 1994 | 1985 - Undergraduate Degree in Bachelor of Business - - NSW Institute of Technology ~ 1987 - Professional Year of Study - - Institute of Chartered Accountants Australia ~ 2011 - SMSF Special Adviser - - Self Managed Super Fund Association |
| Sarah Jane Cavanagh | 1998 | 1986 - Bachelor of Economics - - University of Sydney ~ 1991 - Professional Year of Study - - Institute of Chartered Accountants ~ 1998 - Certified Financial Planner - - Financial Planning Association |