This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Carly Emma Voss | 2015 | Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Fiona Sarah Fawcett | 1999 | Bachelor of Economics - University of Sydney ~ Graduate Diploma in Financial Planning - Securities Institute |
| Garry John Mensforth | 1995 | Diploma of Financial Planning - Deakin University |
| Matthew James Rutter | 2000 | Bachelor of Commerce - Newcastle University ~ Diploma of Financial Planning - Deakin University ~ FASEA - FASEA |
| Michael Papiccio | 1998 | Advanced Diploma of Financial Services (Financial Planning FNS60404) - Kaplan ~ Diploma of Financial Services (Financial Planning FNS50804) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan |
| Peter Gordon Mcintyre | 1994 | Professional Year of Study - Institute of Chartered Accountants Australia ~ SMSF Special Adviser - Self Managed Super Fund Association ~ Undergraduate Degree in Bachelor of Business - NSW Institute of Technology |
| Sarah Jane Cavanagh | 1998 | Bachelor of Economics - University of Sydney ~ Certified Financial Planner - Financial Planning Association ~ Professional Year of Study - Institute of Chartered Accountants |