This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alen Murselovic | 2022 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| Bartholomew John Ryan | 2017 | 2016 - Bachelor of Commerce Financial Planning - - Griffith University ~ 2017 - Self-managed Super Funds - - Kaplan ~ 2020 - Exam Standard - Other - FASEA |
| Dana Taylor | 2024 | 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Insitute ~ 2022 - Bachelors of Commerce - Bachelor Honours Degree (AQF 8) - University of New England |
| Severiano Giancarlo Zatta | 2017 | 2012 - Bachelor of Business - - Griffith University ~ 2017 - Diploma in Financial Planning - - Monarch Institute ~ 2021 - Exam Standard - Other - FASEA ~ 2022 - Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Tarek Tewfik | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Veronika Glover | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |