This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ben Raymond Farnsworth | 2005 | 2006 - Diploma of Financial Services - - Kaplan |
| Drew Claude Browne | 2002 | 2004 - DIP Financial Services (Financial Planning) - - Kings's International College ~ 2010 - ADV Dip FS (Financial Planning) - - International Institude of Technology ~ 2010 - Certificate Margin Lending - - International Institude of Technology ~ 2010 - Statement of Attainment SMSF - - International Institude of Technology |
| Glenn Balderston | 2016 | 2016 - Advanced Dip Financial Services - - Monarch Uni ~ 2016 - Dip Financial Services - - Monarch Uni |
| Leigh Birch | 2008 | 2009 - Investment Banking Institute - - Diploma of Financial Services |
| Olusesii Oduja | 2014 | 2013 - Diploma of Financial Planning FNS50611 - - Monarch Institute ~ 2017 - Graduate Diploma Financial Planning - - Kaplan ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Pavil Ovchinnikoff | 1999 | 1995 - Bachelor of Economics - - The Australian National University ~ 1997 - Graduated Diploma in Applied Finance and Investment - - Securities Institute Education ~ 2000 - Diploma of Financial Planning - - Financial Planning Association |
| Steven Robert Bell | 2018 | 2018 - Diploma Of Financial Services - - Kaplan Professional |