This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Allen Bloom | 1997 | Advanced Investment Planning - FPA ~ CA SMSF Specialist Accreditation Course - University of New South Wales ~ Introduction to Financial Planning - FPA ~ Retirement Planning, and Investment Planning: Fundamentals - FPA ~ Risk Management & Insurance Planning - FPA |
Michael Branidis | 2007 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Mentor ~ Bachelor of Business (Information Systems) - Victoria University of Technology ~ Diploma of Financial Services (Financial Planning) - AMP Financial Planning ~ Margin Lending and Geared Investments - Kaplan Professional |
Simon Robert Ferrali | 2005 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business (Finance, Information Systems, Management) - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Self Managed Super Funds - Kaplan |