This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives limited to:
old law securities options contracts and warrants; and
interests in managed investment schemes limited to:
investor directed portfolio services; and
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Johanne Dilrukshan Fernandopulle | 2013 | Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Commerce - Macquarie University |
| Benjamin James Armstrong Vinson | 1999 | Bachelor of Business - RMIT ~ Diploma of Financial PLanning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast ~ Master of Financial Planning - University of the Sunshine Coast |
| Erin Marie Lynes | 2010 | Bachelor of International Business - University of Scranton USA ~ Bachelor of Spainish - University of Scranton USA ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of International Business Administration - Foro Europeo Escuela de Negocios Spain ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
| Grant Ronald Innis | 1993 | Bachelor of Business (Finance & Economics) - University of Technology Sydney ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - RMIT University ~ Foundation DFP - Financial Planning Association of Australia |
| Jonathon Andrew Halls | 2012 | Bachelor of Business and Commerce - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Master of Financial Plannning - Western Sydney University |
| Scott Durbidge | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Law - University of Western Sydney ~ Bachelor of Management - University of Western Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast |