This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Brown | 2007 | Bachelor of Commerce - Deakin University ~ Diploma Financial Planning - AMP Financial Planning ~ Diploma Financial Services (Mortgage Broking) - AAMC Training ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation - AAMC Training |
| Andrew Melling | 2006 | Bachelor Degree - Commerce - University of Melbourne ~ CFP - Certified Financial Planner - Securities Institute ~ Certificate - Finance and Mortgage Broking - National Finance Institute ~ Diploma - Financial Services - National Finance Institute ~ Graduate Diploma - Financial Planning - Securities Institute |
| Anthony Poci | 2006 | Bachelor of Business (Financial Planning) - RMIT University |
| Benjamin Henry Mcdonald | 2018 | Diploma In Financial Planning - Kaplan ~ Master of Applied Finance - Kaplan |
| Christopher James Boon | 1995 | Certificate in Financial Markets - Securities Institute ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan |
| Christopher John Mcglinn | 2004 | Bachelor of Economics - University of Sydney ~ Diploma of Financial Services - Tribeca [Kaplan] ~ Master of Business Administration - Swinburne University of Technology |
| Christopher John Thorn | 2017 | Diploma of Financial Planning - FPA |
| Colin William Aburn | 2015 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Services (Financial Planning) - Integrity Education Group ~ Graduate Diploma of Financial Planning - Kaplan |
| Cornelis Maarten Sonneveld | 2016 | Advanced Diploma of Financial - Monarch Institute ~ Bachelor of Engineering - Monash University ~ Bachelor of Technology (Aerospace) - Monash University ~ Diploma of Financial Planning - Integrity Education Group ~ Graduate Diploma of Financial Planning - Deakin University |
| Damien John Daviot | 2011 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Business (Banking and Finance) - Monash University |
| David Dyson | 1989 | Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| David Walter | 1998 | Diploma Financial Planning - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Denver Jansz | 1997 | Diploma of Financial Planning - FPA ~ Diploma of Management - Deakin University ~ Graduate Certificate of Corporate Management - Deakin University |
| Elisa Michelle Elkins | 2011 | Bachelor of Commerce majoring in Accounting, Finance and Financial Planning - Deakin University |
| Gerald Stanley Lilkendey | 1994 | CFP - FPA ~ Diploma of Financial Planning - FPA |
| Graham White | 2005 | Bachelor of Business (Accountancy) - RMIT ~ Diploma of Financial Services - FEEST Financial Training Pty Ltd ~ Self Managed Superannuation Funds - Kaplan Professional |
| John Barbagiannis | 2002 | Bachelor of Commerce - Deakin University ~ Graduate Diploma of Financial Planning - Securities Institute |
| Jose Manuel Mingo | 1990 | Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Joshua Page | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Accounting & Finance) - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Kyal Joseph Rechter | 2016 | Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) |
| Lee Craig Crombie | 2022 | Bachelor of Business - RMIT ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Lionel John Brownsea | 2007 | ASX Accredited Listed Product Adviser - Finsia ~ Bachelor of Business - Charles Sturt University ~ Graduate Certificate in Financial Planning - Finsia ~ Professional / Education Year - Institute of Chartered Accountants Australia and New Zealand ~ Self Managed Superannuation Funds - Kaplan Professional |
| Maartina Sonneveld | 1998 | Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan ~ SMSF Adviser Education Program - Financial Essentials ~ The Securities & Derivatives Industry Association (SDIA) Accreditation Program - Deakin |
| Mitchell Rechter | 2013 | Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Bachelor of Commerce (Financial Planning) - Deakin University ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia (Mentor Education Pty Ltd) |
| Peter Voltscos | 1984 | Accredited Aged Care Professional - Aged Care Steps ~ Certificate IV Financial Services (Finance/Mortgage Broking) - Mortgage & Finance Association of Australia (MFAA) ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Rhys Fairlie | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
| Scott Andrew Leece | 2000 | Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan |
| Stephen Madeley | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - RMIT University ~ Bachelor of Laws - Victoria University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Timothy Evan Russell | 2007 | Comprehensive Estate Planning - Irongroup Lawyers ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan Professional |
| Troy Lindsay Ryan | 2022 | Bachelor of Commerce - Deakin University ~ Grad Dip CA - Chartered Acccountants Australia and New Zealand ~ Master of Financial Planning - Deakin University |
| Vito D'alessandri | 1992 | Cavendish & ICFS Specialist SMSF Course - The University of Adelaide / Cavendish ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University/ Financial Planning Association |
| Vito Paonessa | 2001 | Bachelor of Business - Phillip Institute of Technology ~ Graduate Diploma in Financial Planning - Securities Institute |
| William John Jones | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Integratec (Australia) Pty Ltd ~ Foundation Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan |