This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Brown | 2007 | 2008 - Bachelor of Commerce - - Deakin University ~ 2008 - Diploma Financial Planning - - AMP Financial Planning ~ 2012 - Diploma Financial Services (Mortgage Broking) - - AAMC Training ~ 2018 - Self Managed Superannuation - Professional Designations - AAMC Training ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Anthony Poci | 2006 | 2006 - Bachelor of Business (Financial Planning) - - RMIT University |
| Benjamin Henry Mcdonald | 2018 | 2015 - Diploma In Financial Planning - - Kaplan ~ 2015 - Master of Applied Finance - - Kaplan |
| Cathrine Greven | 1996 | 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2011 - Graduate Certificate in Professional Accounting - Graduate Certificate (AQF 8) - University of New England |
| Christopher James Boon | 1995 | 1992 - Certificate in Financial Markets - Other - Securities Institute ~ 1996 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Christopher John Mcglinn | 2004 | 1980 - Bachelor of Economics - - University of Sydney ~ 2003 - Master of Business Administration - - Swinburne University of Technology ~ 2005 - Diploma of Financial Services - - Tribeca [Kaplan] |
| Christopher John Thorn | 2017 | 2001 - Diploma of Financial Planning - - FPA |
| Colin William Aburn | 2015 | 2014 - Diploma of Financial Planning - - Integrity Education Group ~ 2014 - Diploma of Financial Services (Financial Planning) - - Integrity Education Group ~ 2015 - Advanced Diploma of Financial Planning - - Integrity Education Group ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Cornelis Maarten Sonneveld | 2016 | 2005 - Bachelor of Engineering - - Monash University ~ 2005 - Bachelor of Technology (Aerospace) - - Monash University ~ 2015 - Diploma of Financial Planning - - Integrity Education Group ~ 2016 - Advanced Diploma of Financial - - Monarch Institute ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Daniel John Cusworth | 0 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| David Dyson | 1989 | 1984 - Bachelor of Business - - Swinburne University of Technology ~ 1997 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| David Walter | 1998 | 2013 - Diploma Financial Planning - - Pinnacle Financial Services Academy ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Denver Jansz | 1997 | 1999 - Diploma of Management - - Deakin University ~ 1999 - Graduate Certificate of Corporate Management - - Deakin University ~ 2003 - Diploma of Financial Planning - - FPA |
| Elisa Michelle Elkins | 2011 | 2011 - Bachelor of Commerce majoring in Accounting, Finance and Financial Planning - - Deakin University |
| Gerald Stanley Lilkendey | 1994 | 1995 - CFP - - FPA ~ 2002 - Diploma of Financial Planning - - FPA |
| Graham White | 2005 | 1992 - Bachelor of Business (Accountancy) - - RMIT ~ 2005 - Diploma of Financial Services - - FEEST Financial Training Pty Ltd ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional |
| John Barbagiannis | 2002 | 1998 - Bachelor of Commerce - - Deakin University ~ 2005 - Graduate Diploma of Financial Planning - - Securities Institute |
| Jose Manuel Mingo | 1990 | 2000 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2015 - Certificate IV in Finance and Mortgage Broking - - AAMC Training Group |
| Joshua Page | 2006 | 2003 - Bachelor of Commerce (Accounting & Finance) - - Monash University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Kyal Joseph Rechter | 2016 | 2015 - Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd |
| Lee Craig Crombie | 2022 | 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT ~ 2020 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan |
| Lionel John Brownsea | 2007 | 1984 - Bachelor of Business - - Charles Sturt University ~ 1988 - Professional / Education Year - - Institute of Chartered Accountants Australia and New Zealand ~ 2006 - Graduate Certificate in Financial Planning - - Finsia ~ 2007 - ASX Accredited Listed Product Adviser - - Finsia ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional |
| Maartina Sonneveld | 1998 | 2000 - Diploma of Financial Planning - - Deakin University ~ 2006 - SMSF Adviser Education Program - - Financial Essentials ~ 2006 - The Securities & Derivatives Industry Association (SDIA) Accreditation Program - - Deakin ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Mitchell Rechter | 2013 | 2009 - Diploma of Financial Services (Financial Planning) - - PS146 Training Australia (Mentor Education Pty Ltd) ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2017 - Bachelor of Commerce (Financial Planning) - - Deakin University |
| Peter Voltscos | 1984 | 1999 - Certified Financial Planner - Professional Designations - FPA ~ 1999 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2009 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Mortgage & Finance Association of Australia (MFAA) ~ 2016 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Rhys Fairlie | 2013 | 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Scott Andrew Leece | 2000 | 2013 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Stephen Madeley | 2000 | 1999 - Bachelor of Business - - RMIT University ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2021 - Bachelor of Laws - Bachelor Degree (AQF 7) - Victoria University |
| Timothy Evan Russell | 2007 | 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2012 - Comprehensive Estate Planning - - Irongroup Lawyers |
| Troy Lindsay Ryan | 2022 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Grad Dip CA - Graduate Diploma (AQF 8) - Chartered Acccountants Australia and New Zealand ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Vito D'alessandri | 1992 | 2003 - Certified Financial Planner - - Financial Planning Association ~ 2003 - Diploma of Financial Planning - - Deakin University/ Financial Planning Association ~ 2013 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide / Cavendish |
| Vito Paonessa | 2001 | 1989 - Bachelor of Business - - Phillip Institute of Technology ~ 2002 - Graduate Diploma in Financial Planning - - Securities Institute |
| William John Jones | 2001 | 2002 - Foundation Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2003 - Diploma of Financial Services (Financial Planning) - - Integratec (Australia) Pty Ltd ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |