This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brandon James Darr | 1999 | Bachelor of Commerce - University of Wollongong ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Christine Lorraine Atencia | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachlor of Business (Accounting) - University of Western Sydney ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Craig John Wilford | 1991 | Bachelor of Business - USQ ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ MA1769 Ethics for Financial Services (Intensive) - Deakin Business School ~ Masters of Taxation - Sydney University |
| Darren Chinnappa | 2016 | Bachelor of Commerce - University of NSW ~ CA SMSF Specialisation - Chartered Accountants Australia and New Zealand ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Chartered Accounting - Chartered Accountants of Australia and New Zealand |
| Garvin Warick Jones | 2016 | Bachelor of Business - Charles Sturt University ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Financial Planning - Integrity Education Group Pty Ltd ~ RG146 Specialist Knowledge - Integrity Education Group Pty Ltd ~ SMSF Specialist Course - UNSW Australia |
| Sylvia Hin-chong Liang | 2004 | Bachelor of Business - Charles Sturt University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce - Macquarie University |