This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Provide financial product advice limited to general financial product advice limited to:
foreign exchange contracts to retail and wholesale clients; and
non-cash payment products to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
foreign exchange contracts to retail and wholesale clients; and
non-cash payment products to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Kyle Rees Sonderup | 2015 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Johannesburg ~ 2007 - Bachelor of Commerce with Honours - Bachelor Honours Degree (AQF 8) - University of Johannesburg ~ 2010 - Chartered Accountant (CA) - Professional Designations - SAICA ~ 2011 - Chartered Financial Analyst - Professional Designations - CFA Institute ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education ~ 2020 - Certificate in Mortgage Broking - Certificate (AQF 1-4) - FARSTA ~ 2026 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Education ~ 2026 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Education ~ 2026 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education |