This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Christopher John Molloy | 2004 | Bachelor of Business (Management) - Monash University ~ Certified Financial Planner (CFP) - Deakin University ~ Diploma of Financial Planning (DFP) - Deakin University ~ Graduate Diploma of Applied Finance and Investments (GAppFin) - FINSIA ~ Master of Applied Finance and Investment (MAppFin) - FINSIA |
Dalton Scott Pollnitz | 2018 | Bachelor of Business (Financial Planning) - RMIT ~ Certificate IV in Banking Services - RMIT ~ Diploma of Financial Planning - RMIT |
David John Alcorn | 1984 | Bachelor of Business (Accounting) - Swinburne University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Practicing Accountant (CPA) - CPA Australia (CPA) |
Emma Louise Stoffels | 2003 | Bachelor of Business (Tourism) - Ballarat University College ~ Certificate - SMSF - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (Dip FP) - FPA / Deakin University |
Ethan Owen Dennis Allen | 2012 | Advanced Diploma of Financial Planning (ADFP) - Kaplan ~ Bachelor of Science in Nanoscience - University of Technology Sydney ~ Diploma in Stockbroking - Stockbrokers Association of Australia ~ Diploma of Financial Planning - Kaplan ~ Master of Business in Finance (MBus Fin) - University of Technology Sydney |
Kyle Lawrence Brumley | 2012 | Bachelor of Commerce (Financial Planning, Finance & Accounting) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Practicing Accountant (CPA) - CPA Australia (CPA) |
Laurel Joy Moulynox | 1999 | Bachelor of Commerce (Accounting) - University of Melbourne ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Practicing Accountant (CPA) - CPA Australia (CPA) ~ Financial Planning Specialist (FPS) - CPA Australia (CPA) |
NE Guo | 0 | Chartered Accountant - Chartered Accountants Australia and New Zealand ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Professional Accounting (Business Management) - University of Tasmania ~ SMSF Specialist - Chartered Accountant Australia and New Zealand |