This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Provide financial product advice limited to general financial product advice limited to:
derivatives to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients.
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Damian Reece Grimes | 1987 | 2009 - Certificate - ASIC General Insurance Compliance - - Australian New Zealand Institute of Insurance Finance ~ 2009 - Certificate - Australian Mortgage Broking - - Kaplan Professional ~ 2009 - MFAA Initial Compliance Pack - - Mortgage & Finance Association of Australia ~ 2011 - Self Managed Super Fund - Other - Kaplan Higher Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education ~ 2022 - Ethics & Professionalism in Financial Advice - Other - Kaplan Higher Education ~ 2023 - Superannuation and Retirement Advice - Other - Kaplan Higher Education |