This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Damian Reece Grimes | 1987 | 2009 - Certificate - ASIC General Insurance Compliance - - Australian New Zealand Institute of Insurance Finance ~ 2009 - Certificate - Australian Mortgage Broking - - Kaplan Professional ~ 2009 - MFAA Initial Compliance Pack - - Mortgage & Finance Association of Australia ~ 2011 - Self Managed Super Fund - Other - Kaplan Higher Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education ~ 2022 - Ethics & Professionalism in Financial Advice - Other - Kaplan Higher Education ~ 2023 - Superannuation and Retirement Advice - Other - Kaplan Higher Education |