This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Reuben Allan Haines | 2017 | 2015 - Diploma of Financial Planning - - Integrity |
| Vincent Gerard Scully | 2004 | 1983 - Bachelor in Arts (Mathematics) - Bachelor Degree (AQF 7) - University of Dublin Trinity College ~ 1983 - Bachelor in Arts Engineering (BAI) - Bachelor Honours Degree (AQF 8) - University of Dublin Trinity College ~ 1986 - Masters of Science in Business Administration (MBA) - Masters Degree (AQF 9) - Boston University ~ 1990 - Chartered Accountant - Professional Designations - NZ Society of Accountants (now CAANZ) ~ 2004 - Diploma Financial Services (Financial Panning) - Diploma (AQF 5) - FSTA ~ 2004 - Diploma in Financial Services (financial Planning) - - FSTA ~ 2010 - Cert IV Property Services (Real Estate) - Certificate (AQF 1-4) - Think Real Estate ~ 2013 - Diploma in Finance & Mortgage Broking - - National Finance Institute ~ 2013 - Diploma in Finance and Mortgage Broking - Diploma (AQF 5) - National Finance Institute ~ 2020 - Financial Adviser Exam - Bridging Course - Ethics - FASEA ~ 2025 - Corporations (Relevant Providers Degrees, Qualifications and Courses Standard) Determination 2021 - Graduate Diploma (AQF 8) - Kaplan Professional |