This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jason Barrie Vials | 2004 | 1987 - Bachelor of Economics - - University of Sydney ~ 2002 - Certificate IV in Financial Planning - - Integratec (Australia) Pty Ltd ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd |
| Larry Owen Hanley | 1989 | 1976 - Bachelor of Commerce - - University of New South Wales ~ 1977 - Company Auditor - - ASIC ~ 1993 - Diploma of Financial Planning - - Financial Planning Association ~ 1997 - Master of Business Administration - - University of New England ~ 2021 - FASEA Financial Advisers - Other - FASEA |
| Thomas Russell Tym | 1981 | 1991 - Certificate Course - - Securities Institute of Australia ~ 1995 - Certified Financial Planner - - Financial Planning Association |