This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Leigh Jarosz | 2009 | CFP Certification - FPA ~ Diploma of Financial Services - Finsia ~ Graduate Certificate in Financial Planning - Finsia ~ Margin Lending & Geared Investments - Kaplan ~ Master of Applied Finance - Kaplan |
| Beverly Emslie Harvey | 2010 | Bachelor of Business - Edith Cowan University ~ CFP Certification - FPA ~ Ethics & Professionalism - Kaplan ~ Graduate Certificate in Financial Planning - Finsia ~ Margin lending & Geared Investments - Kaplan |
| Laura Jane Lewis | 2014 | Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Kaplan ~ Securities, Managed Investments and Margin Lending - Kaplan |
| Philippa Dorathy Elliott | 1998 | Certificate IV in Financial Services (Finance/Mortgage Broking) - Australian College ~ Diploma of Financial Planning - Deakin University ~ Ethics & professionalism - Kaplan ~ Margin Lending & Geared Investments - Kaplan |