This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aneta Gagovski | 2015 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |
| Cameron Dale Munns | 2012 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Central Queensland University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Certified Financial Planner Designation Coursework - Other - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Plannin - Bridging Course - Ethics - Kaplan Professional |
| Cassandra Franks | 2018 | 2012 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - TASACLv2 Commercial Law - Other - Kaplan Professional |
| Christopher Neesom | 2013 | 2012 - Advanced Diploma of Financial Financial Planning - - RG 146 Training Australia ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Kevin Bignall | 2002 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Dean Grozdanis | 2015 | 2007 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joshua Cuthbert | 2006 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongoing ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Professional |
| Leonard Henry O'meagher | 2022 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Marcus Jayde Wraight | 2008 | 2009 - Bachelor of Commerce Majoring in Accounting with a minor in financial planning - - University of Sunshine Coast ~ 2015 - Margin Lending - Knowledge and Skills - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rebecca Anne Larsen | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Securities and Managed Investments - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Shane Macdonald Macpherson | 2002 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Self Managed Super Funds - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Susannah Jane Gyler | 2018 | 2012 - Certificate III in Business Administration - Certificate (AQF 1-4) - TAFE NSW ~ 2015 - Diploma of Superannuation - Diploma (AQF 5) - ASFA ~ 2016 - Certificate IV in Business Administration - Certificate (AQF 1-4) - TAFE NSW ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Timothy Leslie Hughes | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Trent Armbrust | 2010 | 2003 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Queensland ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |