This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron Teague | 2001 | Bachelor of Business - Waikato Polytechnic ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institue of Australia |
| Drew Johnston | 2001 | Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Diploma of Financial Services (Financial Planning) - AMP Limited |
| Ian Bostock | 2006 | Advanced Diploma in Financial Planning - Pinnacle Financial Services Academy ~ Advanced Diploma in Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Business - Marketing & Economics - Queensland University of Technology ~ Bachelor of Business - Marketing & Economics - Queensland University of Technology ~ Graduate Certificate in Financial Planning - FINSIA ~ Graduate Certificate in Financial Planning - FINSIA |
| Jason Zeus Manolakakis | 1998 | Bachelor of Business (Accounting) - Victoria University ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Jenny Hotman | 2016 | Accrediated Listed Products Adviser Program - Kaplan Education ~ Bachelor of Business (Professional Accountancy) - RMIT University ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants in Australia ~ Tier 1 Margin Lending - Personal Advice - KAPLAN Professional Education |
| Robert James Campbell | 1993 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University |
| Seona Rae Murphy | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning Australia P/L ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Deakin University ~ Master of Business Administration (Financial Planning) - Deakin University |
| Serhan Mackey | 2007 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Holmesglen Institute ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan Australia ~ Master of Business (Hospitality Management) - Victoria University ~ Master of Financial Planning - Kaplan Australia |
| Stephen Thomas Murphy | 2003 | Bachelor of Economics - La Trobe University ~ Certified Practising Accountant - CPA Australia ~ Diploma of Financial Planning - Deakin University |