This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brett Douglas Waldock | 2015 | 2015 - Diploma of Financial Planning - - AAMC Training Group ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2018 - Australian Taxation Law - - Mentor Education ~ 2018 - Commerical Law - - Mentor Education ~ 2020 - Self Managed Superannuation Fund Advice - Certificate (AQF 1-4) - Mentor |
| Cameron Teague | 2001 | 1996 - Bachelor of Business - Bachelor Degree (AQF 7) - Waikato Polytechnic ~ 2000 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institue of Australia ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Drew Fitzgerald Partridge | 2014 | 1996 - Bachelor of Business (Economics) - - Queensland University of Technology (QUT) ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Margin lending Adviser (Personal Advice) - Other - Mentor Education ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| Drew Johnston | 2001 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - - AMP Limited ~ 2004 - Diploma of Financial Services (Financial Planning) - - AMP Limited |
| Ian Bostock | 2006 | 2006 - Bachelor of Business - Marketing & Economics - - Queensland University of Technology ~ 2006 - Graduate Certificate in Financial Planning - - FINSIA ~ 2010 - Advanced Diploma in Financial Planning - - Pinnacle Financial Services Academy |
| Jason Zeus Manolakakis | 1998 | 1999 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Victoria University ~ 1999 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| Jenny Hotman | 2016 | 2007 - Bachelor of Business (Professional Accountancy) - - RMIT University ~ 2012 - Graduate Diploma of Chartered Accounting - - The Institute of Chartered Accountants in Australia ~ 2014 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2017 - Accrediated Listed Products Adviser Program - - Kaplan Education ~ 2017 - Tier 1 Margin Lending - Personal Advice - - KAPLAN Professional Education |
| Mark Tavanyar | 2000 | 2003 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2017 - Advanced Diploma of Financial Planning - - Mentor ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert James Campbell | 1993 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner - - Financial Planning Association of Australia |
| Seona Rae Murphy | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Deakin University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca Learning Australia P/L ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2017 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Master of Business Administration (Financial Planning) - Masters Degree (AQF 9) - Deakin University |
| Serhan Mackey | 2007 | 2003 - Master of Business (Hospitality Management) - Masters Degree (AQF 9) - Victoria University ~ 2007 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2008 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Holmesglen Institute ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Stephen Thomas Murphy | 2003 | 1987 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 1994 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 1996 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University |