This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Care | 2000 | Bachelor of Economics - University of Adelaide ~ Diploma of Financial Planning - Deakin University |
| Darren John Harrow | 2000 | Certified Financial Planner - Financial Planning Association of Australia Limited ~ Diploma of Financial Planning - Deakin University ~ Masters of Commerce (Financial Planning) - University of Western Sydney |
| Garry Robert Ashworth | 2005 | Bachelor Of Commerce - University of South Australia ~ CPA 3 - CPA ~ CPA Specialist in Financial Planning - CPA ~ Certified Financial Planner - FPA |
| George Apostolakos | 2000 | Bachelor of Business Banking and Finance - University of South Australia ~ Bachelor of Management Marketing - University of South Australia ~ Graduate Diploma in Personal Financial Planning - University of Southern Queensland ~ Self Managed Superannuation Funds - Kaplan Professional |
| James Edward Bolingbroke | 2018 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Applied Finance - University of South Australia |
| John Jerard Burke | 2000 | ASX Securities - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending - Kaplan ~ Self Managed Super Fund Course - Tower Trust |
| Luke Michael Whiteley | 2008 | Accredited Listed Product Adviser Program - Kaplan ~ Diploma of Financial Services (Financial Planning) - Institute of TAFE Tasmania ~ Managed Investments - Finsia ~ Margin Lending - Kaplan ~ Securities - Institute of TAFE Tasmania |