This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Callie Ann Cook | 2018 | Advanced Diploma Of Financial Planning - Kaplan Professional ~ Commercial Law - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Specialist SMSF Course - Super Concepts & The University of Adelaide ~ Tax for Financial Advising - Kaplan Professional |
| Claire Maree Richmond-miller | 2018 | Bachelor of Business - Monash University ~ Diploma of Finaial Pllaning - Kaplan Professional ~ SMSF Specialist Course - Super Concepts & The Adelaide University ~ Tax for Financial Advising - Kaplan Professional |
| Rodney William Rowley | 2004 | Bachelor of Business - Monash University ~ Certified Practising Accountant - CPA Australia ~ DPML Margin Lending - Pinnacle Financial Service ~ PS 146 Knowledge Assessment - Tribeca ~ Public Practice Certificate - CPA Australia |