This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jasminder Kaur Grewal | 2003 | 2004 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Margin Lending - - Mentor Education ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Nicholas James Bailey | 2018 | 2018 - Certificate III - Tier 2 - - Financial Education Professionals ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education ~ 2023 - Taxation for Financial Planning - Other - Kaplan Professional |
| Robert Jeffrey Gould | 1986 | 1985 - Bachelor Degree - Business - - Swinburne University ~ 1988 - Other - Registered Tax Agent - - Tax Agents Board ~ 2010 - Certificate - Accounting Public Practice - - Australian Society of Certified Practising Accounants ~ 2010 - Diploma - Financial Services - - Training Management Australia |
| Simon Barwick | 2004 | 2002 - Bachelor of Commerce - - The University of Southern Queensland ~ 2005 - Diploma of Financial Services - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - RG146 Licensing Compliance: Self-Managed Superannuation Funds - - Financial Education Professionals Pty Ltd ~ 2018 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Monarch Institute |