Maven Capital Pty ltd

AFS License Number
418504
Name
Maven Capital Pty ltd
ABN/ACN/ARBN
41152426554
Licensee issued
May 11, 2012
Address
Burleigh Waters, 4220, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Brendan John Dilworth 2023 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology
 Charles Ashley Felderhof 2014 1982 - Bachelor of Arts - - University of Auckland (NZ) ~ 2013 - Diploma of Financial Planning - - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional
 Christian Hammerle 2016 2008 - Bachelor of Business Management - - Griffith University ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2016 - Self Managed Superannuation Funds Subject - - Kaplan Professional ~ 2017 - FNSTPB506 & FNSTPB507 - - Monarch Institute
 Darius Telegaru 2015 2014 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2015 - Margin Lending - - Monarch Institute ~ 2022 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - FASEA - Ethics - Other - Financial Adviser Standards and Ethics Authority ~ 2022 - Superannuation - SMSF - Other - SUPERCONCEPTS
 David Mitchell Yeates 2001 1998 - Bachelor of Commerce - - Griffith University ~ 2001 - Risk Management for Financial Services Professionals - - Integratec ~ 2002 - Diploma of Financial Planning - - FPA ~ 2002 - Diploma of Financial Services - - Deakin University ~ 2016 - Advanced Diploma Financial Planning - - AAMC Training Group ~ 2016 - Self Managed Super Fund - - Integrity Education Group
 Frances Caba Griffin 2015 2015 - Diploma of Financial Planning - - Kaplan
 JY James Duffy 2023 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - FASEA - Other - ASIC ~ 2022 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 James Michael Briscoe 2023 2023 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 John Whelan 2009 1981 - Bachelor of Business Studies - - Massey University NZ ~ 1995 - Diploma of Business Studies (Personal Financial Planning) - - Massey University NZ ~ 2002 - PS 146 Securities,Futures & Managed Investments - - Deakin University ~ 2002 - PS 146 Superannuation - - Securities Institute ~ 2010 - Professional Diploma in Stockbroking - - Deakin Prime
 Kevin Andrew Wishart 2017 2017 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2023 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University
 Lindley Jean Schneider 2018 2018 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education
 Rakesh Stephen Vigh 2002 1998 - Bachelor of Business (Management) - - Queensland University of Technology ~ 1999 - Bachelor of Business (Accounting) - - Queensland University of Technology ~ 2001 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia
 Taylor Bannister 2024 2023 - Bachelor Of Commerce - Bachelor Degree (AQF 7) - Griffith University
 Tyler Jacobs 2023 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University
 Vaughn Jerik Ruidera Buendicho 2016 2012 - Bachelor of Commerce - - Griffith University ~ 2016 - Diploma of Financial Planning - - Pinnacle Financial Services Academy
 Yasmini Armenis 2024 2020 - Bachelor of Commerce - Bachelor Honours Degree (AQF 8) - Griffith University ~ 2023 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - KAPLAN Professional