This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Gregory Alexander Fuzi | 2001 | 1997 - Diploma of Financial Advising - - Securities Institute ~ 1998 - Retirement Income Streams Training Level 2 - - ARISA ~ 2014 - SMSF Advising Qualification - - Pinnacle Education |
| Lei Cai | 2012 | 2006 - Diploma of Commerce - - Sydney Institute of Technology ~ 2008 - Bachelor of Commerce - Accounting - - Macquarie University ~ 2010 - Master of Applied Finance - - University of Western Sydney ~ 2012 - Diploma of financial Services - - Kaplan |
| Martin Speiser | 1992 | 1986 - B Comm - - University of NSW ~ 1995 - Certified Financial Planner - - Financial Planning Association ~ 1999 - Diploma of Financial Planning - - Financial Planning Association ~ 2003 - Diploma of Mortgage Lending - - Securities Institute |
| Navdeep Singh Bhathal | 2009 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University Queensland Australia |
| Nayyar Hayat | 2021 | 1997 - Bachelor of Science - Other - University of Punjab ~ 1999 - Associate Membership - Bachelor Degree (AQF 7) - Institute od Cost & Management Accountants |
| Praneeth Chindanur | 2024 | 2016 - Bachelor of Business Management (Finance) - Bachelor Degree (AQF 7) - PES College of Business Management. ~ 2019 - Master of Banking and Finance - Masters Degree (AQF 9) - Macquarie university ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Richard Frederick Van Akerlaken | 1982 | 2004 - Diploma of Financial Services - - Tribeca |
| Tapas Basu | 2011 | 1996 - Diploma in Law - - Legal Profession Admission Board (LPAB) ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional |