This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Lara Tarrant | 2018 | Bachelor of Commerce (Financial Planning) - University of Wollongong ~ Bachelor of Laws (LLB) - University of Wollongong ~ Chartered Tax Advisor - Tax Institute ~ Ethics & Professionalism in Financial Advice - Kaplan Higher Education ~ Graduate Diploma of Legal Practice - College of Law |
| Nicholas Mcgowan | 2018 | Accredited Listed product Advisor - Kaplan ~ Advanced Dip FP - Mentor Education ~ Cert in Rural Estate Planning - Uni of Adelaide ~ Dip of Financial Services (FP) - Mentor Education ~ Margin Lending - Kaplan |
| Stefanie Seco | 2009 | Advanced Diploma of Financial Planning - Mentor Education Group ~ Bachelor of Laws (Honours) - University of Wollongong ~ Chartered Tax Advisor - Taxation Institute of Australia ~ SMSF Auditor - ASIC ~ Tax Agent - Tax Practitioners Board |