This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Alston | 2015 | 2010 - Bachelor of Commerce (Accounting) - - Griffith University ~ 2015 - Diploma of Financial Planning - - Monarch Institute ~ 2015 - Self Managed Superannuation Funds - - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - - Monarch Institute |
| Ivan Daniel Fletcher | 2005 | 1990 - Bachelor of Commerce - - University of Tasmania ~ 1994 - CPA Program - - CPA Australia ~ 1994 - Graduate Diploma in Applied Finance & Investment - - Securities Institute of Australia ~ 2003 - DFP8 - - Securities Institute of Australia |
| Kristian Paul Wrenn | 2012 | 2003 - BSc Hons Business Economics with Computing - - University of Surrey ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |
| Melissa Leanne Grimshaw | 2023 | 1992 - Business (major accounting) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2003 - Financial Planning - Diploma (AQF 5) - Deakin University ~ 2015 - Management - Diploma (AQF 5) - Central University Australia ~ 2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Certified Financial Planner - Professional Designations - FAAA ~ 2024 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Michal Ann Lancemore | 2004 | 1998 - Advanced Diploma in Business Accounting - - Canberra Institute of Technology ~ 2004 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2006 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2014 - Master of Applied Finance - - Kaplan Higher Education |