This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Alston | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Accounting) - Griffith University ~ Diploma of Financial Planning - Monarch Institute ~ Self Managed Superannuation Funds - Monarch Institute |
| Ivan Daniel Fletcher | 2005 | Bachelor of Commerce - University of Tasmania ~ CPA Program - CPA Australia ~ DFP8 - Securities Institute of Australia ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia |
| Kristian Paul Wrenn | 2012 | BSc Hons Business Economics with Computing - University of Surrey ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education |
| Melissa Leanne Grimshaw | 2023 | Business (major accounting) - University of Southern Queensland ~ Financial Planning - Deakin University ~ Financial Planning - Kaplan Professional ~ Management - Central University Australia ~ Public Practice Accounting - Charles Stuart University |
| Michal Ann Lancemore | 2004 | Advanced Diploma in Business Accounting - Canberra Institute of Technology ~ Diploma of Financial Advising - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Master of Applied Finance - Kaplan Higher Education |