This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Stephen Anthony Maher | 1982 | 1975 - Registered Tax Agent - Other - TAFE ~ 1991 - Graduate Diploma of Financial Management - Graduate Diploma (AQF 8) - University of New England ~ 1993 - Masters Degree in Business Administration - Masters Degree (AQF 9) - University of New England ~ 2000 - Bachelor of Laws (Hons) - Bachelor Honours Degree (AQF 8) - University of New England ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Associatio ~ 2013 - Master of Laws - Masters Degree (AQF 9) - Sydney University ~ 2021 - FAESA Exam - Other - FAESA ~ 2023 - Ethics - Bridging Course - Ethics - Kaplan |