Madison Financial Group Pty ltd

AFS License Number
246679
Name
Madison Financial Group Pty ltd
ABN/ACN/ARBN
36002459001
Licensee issued
March 1, 2004
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide a claims handling and settling service limited to:
the person assists another person to make a claim under an insurance product;
the person makes a recommendation, or states an opinion, in the following circumstances:
the recommendation, or statement of opinion, is made in response to an inquiry by or on behalf of another person about an existing or a potential claim by the other person under an insurance product; and
the recommendation, or statement of opinion, could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim; and
the person represents a person insured under an insurance product in pursuing a claim under the product;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Alan Michael Giumelli 1979 2004 - Diploma of Financial Planning - - Deakin University
 Alastair John Duncan Kennedy 2008 2010 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan
 Alisa Michelle Burns 2007 2006 - Bachelor of Business (International Business) - - University of South Australia (UniSA) ~ 2006 - Bachelor of Commerce - - University of South Australia (UniSA) ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2023 - CFP Certification - Professional Designations - Financial Advice Association Australia
 Amanda Sheree Horne 2006 2000 - SMSF Specialist Adviser - - SPAA ~ 2006 - Bachelor of Commerce - - Deakin University ~ 2007 - ASX Securities - - Finsia ~ 2013 - Advanced Diploma of Financial Services (FP) - - Kaplan ~ 2014 - Self Managed Super Fund Course - - The University of Adelaide
 Andrew John Keay 2012 1987 - Bachelor of Business - - Edith Cowan University ~ 2002 - Graduate Diploma in Applied Finance & Investment - - Securities Institute ~ 2003 - Diploma of Financial Services (Financial Planning) - - Three Sixty ~ 2003 - Policy Statement 146 Knowledge Assessment - - Integratec (Aust)
 Andrew Michael Hayes 2004 1999 - Diploma in Applied Finance and Investment - - Securities Institute ~ 2002 - Diploma in Financial Planning - - Securities Institute ~ 2006 - Master of Applied Finance - - Macquarie University
 Anna Maria Garuccio 1999 2000 - Diploma of Financial Planning - - FPA ~ 2006 - Self Managed Super Fund Course - - SPAA ~ 2009 - ASX Securities - - Kaplan ~ 2012 - Fellow Charter Financial Practitioner - - Mentor Education Group
 Anthea Louise Fordham 1998 2001 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2003 - Certified Financial Planner - - Financial Planning Association of Australia
 Ashleigh Hopkins 2018 2017 - Diploma of Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Graduate Certificate of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Benjamin Buchanan 2012 2011 - Bachelor of Accountancy - - University of Dundee ~ 2012 - Certificate IV in Finance and Mortgage Broking - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2014 - Securities - - Kaplan ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional
 Berj Totonjian 2008 2007 - Diploma of Financial Services - - Kaplan
 Brian Christopher Lomas 1985 1998 - Certified Financial Planner - - Deakin University ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2010 - Self Managed Superannuation Specialist - - Self Managed Super Fund Association
 Craig William Muchamore 2010 2010 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2013 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2013 - Graduate Diploma of Financial Planning - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education
 Dallas Sinclair 2024 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University
 Daniel Jonathan Degrassi 2018 2003 - Bachelor of Commerce (Economics & Finance) - - University of Sydney ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca (Kaplan Professional) ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education
 David Michael Novotny 2005 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT ~ 2004 - Certificate IV Finance and Mortgage Broking - - FINSIA ~ 2006 - Margin Lending & Geared Investments - - Kaplan ~ 2007 - ASX Listed Product Adviser - - Kaplan ~ 2018 - SMSF Specialist Adviser - - SMSF Association
 Donald Sampson 2012 2003 - Bachelor of Finance - - Adelaide University ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2016 - Margin Lending - - Kaplan Professional Education ~ 2020 - Certified Financial Planner - Professional Designations - FPA
 Elizabeth Caroline Hughes 2001 2002 - Diploma of Financial Planning - - Deakin University ~ 2005 - Bachelor of Arts (Psychology) - - Macquarie University ~ 2016 - Certified Financial Planner - - Financial Planning Association
 Hamish Colin Pearce 2007 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2008 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty
 Harley Joseph Mcdermott 2022 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University
 James Farmer 0 2022 - Business (Financial Planning) - Graduate Diploma (AQF 8) - QUT
 James Richard Randle 2005 1998 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2000 - Bachelor of Arts (Human Geography) / Bachelor of Laws - - Macquarie University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan
 John Robert Francis 1999 2007 - Certified Financial Planner - - Deakin University
 Jonathan Wilkes 2007 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2014 - Bachelor of Business - - Uni Western Sydney ~ 2016 - Diploma of Finance & Mortgage Broking - - Kaplan Professional
 Joseph James Dougherty 2007 1999 - Bachelor of Commerce - - University of Queensland ~ 2008 - ASX Accredited Derivatives Adviser - Level 1 - - Kaplan ~ 2009 - ASX Accreditation Derivatives Adviser - Level 2 - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Kara Jane Boden 2018 2007 - Bachelor of Business - - University of Technology Sydney ~ 2015 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2017 - Master of Business Administration - - The University of Western Australia
 Katie Louise Hodgson 2016 2006 - Bachelor of Commerce - - Deakin University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional
 Larry John Ellis 1994 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca
 Lauren Enfield 0 2006 - Advance Diploma of Financial Services - Advanced Diploma (AQF 6) - ThreeSixty ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Mark Geldens 1998 1991 - Bachelor of Business - - University of Technology Sydney ~ 2004 - Advanced Diploma of Financial Services - - Terra Cordis Pty Limited
 Mark Paul Schultz 2008 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2006 - Advanced Diploma of Financial Services - - Tribeca ~ 2007 - Certified Financial Planner - - Financial Planning Association ~ 2010 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Martin Morris 2011 1996 - Certified Financial Planner (CFP) - - University of Orange Free State (South Africa) ~ 2010 - Advanced Diploma Financial Services (Financial Planning) - - International Institute of Technology (IIT) ~ 2011 - Principles in Self Managed Super Funds - - International Institute of Technology (IIT) ~ 2012 - Fellow Chartered Financial Practitioner (FChFP) - - Association of Financial Advisers (AFA) ~ 2016 - Margin Lending - - International institute of Technology
 Marylou Cork 2011 2008 - Bachelor of Finance - - La Trobe University
 Matthew Rencken 2018 2010 - Advanced Postgraduate Diploma in Financial Planning - - University of the Free State (South Africa) ~ 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Michael James Crowe 2001 2004 - Diploma of Financial Planning - - Deakin University ~ 2006 - Certified Financial Planner - - Financial Planning Association of Australia Limited ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Michelle Elizabeth Summers 1996 1997 - Diploma of Financial Planning - - Deakin University ~ 1999 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - Masters of Financial Planning - - University of Sunshine Coast ~ 2011 - SMSF Specialist Advisor (SSA) - - SMSF Association
 Mingyi Zhong 2014 2008 - Bachelor of Commerce - - University of Newcastle ~ 2009 - Master of Commerce (Quantitative Finance) - - University of Sydney ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2022 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Naomi Charmaine Alletson 2002 1994 - Bachelor of Economics - - University of New England ~ 2004 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2016 - Fellow Chartered Financial Practioner - - Association of Financial Advisers
 Nathaniel Hawkins 1998 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2005 - Master of Financial Planning - Masters Degree (AQF 9) - University of Sunshine Coast ~ 2012 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty
 Nicholas Wong 2018 1992 - Bachelor of Economics - - Sydney University ~ 1994 - Masters of Tax - - Sydney University Law School ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan ~ 2017 - Tier 1 Margin Lending - Personal Advice - - Kaplan ~ 2018 - Accredited Listed Products Adviser - - Kaplan
 Nicolas Fanto 2008 2008 - Diploma in Financial Services (Financial Planning) - - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Paul Joseph Giordano 2009 2005 - Bachelor of Business (Finance and Advertising & Promotions Management) - - University of Technology Sydney ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Limited
 Pauline Emma Hammer 1997 2005 - Self Managed Super Fund Course - - SPAA ~ 2007 - ASX Securities - - Finsia ~ 2012 - Fellow Charter Financial Practitioner - - Campus AFA ~ 2013 - Certified Financial Planner - - FPA
 Phillip James Henderson 2001 1996 - Bachelor of Economics / Arts - - Australian National University ~ 2000 - Graduate Diploma in Financial Management / Business Studies - - University of New England
 Ralph Bryan Taylor 2011 2008 - FNS50804 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2011 - Bachelor of Financial Advising - - University of Western Sydney ~ 2012 - Master of Commerce (Financial Planning) - - University of Western Sydney ~ 2013 - Certified Financial Planner (CFP) Program - - Financial Planning Association of Australia ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education
 Reece Evans 2010 2010 - Bachelor of Business (Financial Planning) - - RMIT University
 Robert Scobie 2011 2004 - Bachelor of Business Management - - University of Queensland ~ 2011 - Professional Diploma in Stockbroking - - Deakin University ~ 2011 - Securities and Managed Investment Accreditation - - Deakin Prime and SDIA ~ 2011 - Superannuation Accreditation - - Deakin Prime & SDIA
 Robert William Berry 2006 1994 - Bachelor of Accounting and Finance - - Southern Cross University ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Rodney Daryl Rose 1998 2004 - Advanced Diploma Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2012 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty
 Sarah Lindsay 2022 2018 - Accounting/Financial Planning - Bachelor Degree (AQF 7) - Charles Sturt University
 Sean Cummins 2009 2000 - Bachelor of Business (Accounting) - - Latrobe University ~ 2012 - Certified Financial Planner - - FPA
 Sean Patrick Mcgrath 2004 1995 - Bachelor of Commerce (Economics) - - Macquarie University ~ 1999 - Graduate Diploma in Applied Finance & Investments - - Securities Institute of Australia ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia Limited
 Shawn David Delaney 2007 2007 - Bachelor of Business - - La Trobe University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional
 Steffen Tjelder 2018 1997 - Bachelor of Business - - Queensland University of Technology ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2021 - SMSF Specialist Advisors (SSA) - Graduate Certificate (AQF 8) - SMSF Association
 Stephen Alexander Wilson 2018 1997 - Bachelors of Business - - University of Technology ~ 2019 - Masters of Financial Planning - Masters Degree (AQF 9) - Deakin University
 Troy Scott 2010 2008 - Bachelor of Business - - Southern Cross University ~ 2013 - Diploma of Financial Services - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - International Institute of Technology ~ 2014 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2018 - Principles of Margin Lending - - International Institute of Technology
 Vicki Marie Kearney 2010 2007 - Bachelor of Commerce (Accounting, Financial Planning) - - Deakin University
 Vivienne Jane James 2004 1980 - Bachelor of Arts (Economics) - - University of Canberra ~ 1994 - Diploma of Financial Planning (Financial Services) - - Deakin University ~ 2003 - Certified Financial Planner - - Financial Planning Association of Australia Limited
 Wenquan Zhang 2006 2006 - Advanced Diploma of Financial Planning - - FINSIA ~ 2009 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Fund - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2019 - Graduate Diploma of Financial Planning - - Kaplan Professional Education