This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Lisa Morgan | 2016 | 1981 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2009 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan ~ 2010 - Fellow Chartered Financial Practioner - Professional Designations - Asia Pacific Financial Services Association ~ 2016 - Self Managed Superannuation Fund Course - Professional Designations - Kaplan ~ 2021 - FASEA - Other - FASEA ~ 2024 - SMSF Specialist Adviser - Professional Designations - SMSF Association |