Macquarie Bank Limited

AFS License Number
237502
Name
Macquarie Bank Limited
ABN/ACN/ARBN
46008583542
Licensee issued
March 1, 2004
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
securities;
standard margin lending facility; and
financial products limited to:
miscellaneous financial investment products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
Australian carbon credit units;
eligible international emissions units; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Halbert 2011 2006 - Diploma of Financial Markets - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2014 - Deposit Products and Non-Cash payments - Other - Financial Education Professionals
 Alan TE 2009 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2007 - Chartered Accountant - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Alexander Garuccio 2011 2011 - Bachelor of Commerce major in Financial Planning (v1) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - ASX Listed Product Adviser - Other - Kaplan Higher Education Pty Limited ~ 2014 - Graduate Certificate of Applied Finance - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Higher Education Pty Limited ~ 2019 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Higher Education Pty Limited
 Amanda Cook 1999 1987 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2001 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Andrew Carmichael 2015 2013 - Diploma of Financial Panning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Andrew Cowen 2011 1999 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2010 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited
 Andrew David Mclean 1991 1985 - Bachelor of Arts (Business Studies) - Bachelor Degree (AQF 7) - Dorset Institute of Higher Education, United Kingdom
 Andrew Mcfarland 2008 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Andrew Tritton 1993 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 1998 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2002 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Anita Beckers 1996 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Anthony Piers Goyder 2000 1997 - Bachelor of Commerce (Management and Marketing) - Bachelor Degree (AQF 7) - Curtin University ~ 2003 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Avinash Subhas 2010 1998 - Bachelor of Commerce (Banking and Finance) - Bachelor Degree (AQF 7) - University of Canberra ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Barnaby Matthews 2022 1995 - Bachelor of Business (Marketing & Finance) - Bachelor Honours Degree (AQF 8) - University of Technology Sydney ~ 2003 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2015 - Master in Finance - Other - INSEAD ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Belinda Barr 2016 2004 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
 Ben Nguyen 2007 2006 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
 Benjamin John Forrester 2009 2011 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Benjamin Scott Jefferies 2021 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - University of South Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Bianca Letice Samra 2015 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Bradley Hughes 2015 2003 - Bachelor of Business with Credit - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2015 - Estate Planning - Other - Kaplan Higher Education Pty Limited ~ 2015 - Taxation Fundamentals - Other - Kaplan Higher Education Pty Limited ~ 2016 - Self-Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
 Brendan Flanagan 2001 1994 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1998 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Cameron Eldridge 2005 2003 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism and Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Campbell Stewart Vidgen 2008 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Master of Business Administration - Masters Degree (AQF 9) - Australian Graduate School of Management ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2011 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Higher Education Pty Limited ~ 2011 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Higher Education Pty Limited
 Carrington Blake 2007 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education / PS146 Training Australia ~ 2015 - Certified Investment Management Analyst (CIMA) - Professional Designations - IMCA Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Chester Byron Money 2014 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2019 - Graduate Certificate of Finance - Graduate Certificate (AQF 8) - Macquarie University ~ 2022 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Chester Denholm Selby Tulloch 2010 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2009 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Christopher James Atkinson 2023 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Clara Jago 1997 1990 - Bachelor of Commerce in Accounting and Finance - Bachelor Degree (AQF 7) - University of New South Wales
 Courtney Mandel 2014 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Courtney Morrow 2018 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
 Dale Shanahan 2018 2004 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2011 - Master in Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Damian Scodellaro 2004 2001 - Bachelor of Business (Banking and Finance and Funds Management) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2005 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Daniel Gratton-wilson 2015 2015 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Higher Education Pty Limited ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2016 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Higher Education Pty Limited ~ 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University
 David Davies 2016 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
 David James Pope 2010 2005 - Bachelor of Commerce major in Financial Planning (v1) - Bachelor Degree (AQF 7) - Deakin University ~ 2011 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 David Kauler 2001 1995 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2002 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 David Kimberley Venn 1997 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - Murdoch University ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Murdoch Institute ~ 2014 - Diploma of Financial Planing - Diploma (AQF 5) - Murdoch Institute
 David Mattner 1995 1994 - Master of Business Administration - Masters Degree (AQF 9) - University of Canberra
 Dean Mole 1998 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2001 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Die Jane HU 2018 2008 - Master of Commerce (Accounting and Finance) - Masters Degree (AQF 9) - University of Sydney ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Dominic Kwok 2011 2009 - Bachelor of Finance (B.Fin) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2014 - Diploma of Financial Services (RG 146) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Higher Education Pty Limited
 Edwina Kho 2005 2001 - Chartered Accountant - Professional Designations - The Institute of Chartered Accountants in Australia ~ 2006 - Master of Applied Finance and Investment - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Giannis Pantelakakis 2010 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2001 - Bachelor of International Finance - Bachelor Degree (AQF 7) - Griffith University ~ 2009 - CPA Program - Professional Designations - CPA Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Graydon Alexander Hanly 2005 2003 - Bachelor of Commerce (Money and Banking Finance) - Bachelor Degree (AQF 7) - University of Western Australia ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2022 - Graduate diploma of financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Hamish Garth Ninham 2018 2011 - Master of Commerce (Applied Finance) - Masters Degree (AQF 9) - University of Adelaide ~ 2019 - Chartered Financial Analyst - Professional Designations - CFA Institute ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
 Heath Mclaren 1999 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 1996 - Masters of Economics - Masters Degree (AQF 9) - Macquarie University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
 Helen Spencer 1995 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 1996 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Hoang Thien Nhat Nguyen 2015 2011 - Bachelor of Business Major in Finance - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2023 - Ethics and Professionalism in Fiancial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Jack Donohoe 0 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 James Justin Henty Byrne 2018 2016 - Master of Business Administration (Finance) - Other - HEC Paris ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
 James Vincent Smith 2018 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
 James William Duffell 2007 2003 - Bachelor of Economics (Economics and Marketing) - Bachelor Degree (AQF 7) - University of Sydney ~ 2005 - Master of Economics (International Business and Marketing) - Masters Degree (AQF 9) - University of SYdney ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Jason Nicholson 1999 2001 - Certified Financial Planning - Professional Designations - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2004 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Jennifer Harrison 2007 2004 - Bachelor of Business (Finance and Markeing) - Bachelor Degree (AQF 7) - Griffith University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2013 - Diploma of Financial and Mortgage Broking Management - Diploma (AQF 5) - AAMC Training Group ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Joel Wright 2004 2004 - Investment Planning 1 - Other - Kaplan Higher Education Pty Limited ~ 2006 - Accredited Derivatives Adviser: Level 1 - Other - Kaplan Higher Education Pty Limited ~ 2010 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2014 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Higher Education Pty Limited ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 John Robert Granger 2018 2015 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Macquarie University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
 Joseph George Smith 2018 2008 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2008 - Securities and Derivatives Industry Association Accreditation Program - Other - Deakin University
 Joshmon Welke 2015 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Charles Sturt University ~ 2022 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited
 Julia Parsons 2023 2016 - Masters of Commerce - Masters Degree (AQF 9) - The University of Sydney ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Justin Witherdin 1999 2002 - Bachelor of International Finance - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - Diploma of Financial Markets - Diploma (AQF 5) - AFMA
 Katherine Marie Calvisi 2018 2016 - Bachelor of Business (Accounting and Finance) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
 Lachlan Latham 2013 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2014 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
 Lawrence Grasso 2008 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University
 Lucette Thompson 2010 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Lucinda Chan 1998 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney
 Marc Raymond Whitworth 2012 2009 - Bachelor of Commerce major in Financial Planning (v1) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Margaret Etryk 0 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd
 Mark Alexander Harris 1997 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 1996 - Master of Business Administration - Masters Degree (AQF 9) - University of Queensland ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Martin Roche 1996 2000 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Matt Haig 1998 1991 - Bachelor of Economics (Social Sciences) - Bachelor Degree (AQF 7) - University of Sydney ~ 1997 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Matteo Pattaro 2024 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Matthew Angelo Tsimos 2014 2011 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology
 Matthew Aymon Bade 2018 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Matthew Gartrell 2007 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Matthew Owen 2011 2013 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Matthew Robinson 2016 2015 - Bachelor of Economics (Financial Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Michael Muehlheim 1997 2000 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2002 - Diploma of Financial Planning 1-8 - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Michael Sanderson 2008 1998 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 2004 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2005 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Southern Queensland ~ 2008 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Michael Smith 2012 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2007 - Bachelor of Laws - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
 Min Yan 2018 2008 - Master of Accountancy - Masters Degree (AQF 9) - Western Sydney University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Natasha Soedhardji 2018 2002 - Bachelor of Commerce Major in Economics and Financial Planning - Bachelor Degree (AQF 7) - Curtin University ~ 2006 - Master of Finance - Masters Degree (AQF 9) - Curtin University ~ 2012 - Graduate Diploma in Professional Accounting - Graduate Diploma (AQF 8) - Curtin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Nathan Michael Perks 2018 2015 - Bachelor of Arts (Commerce) - Bachelor Degree (AQF 7) - Macquarie University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Oliver John Mayo 2018 2001 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Pang YU Chan 2018 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Qian Zhou 2024 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Robert Brown 2004 2002 - SDIA Accreditation Program - Other - Stockbrokers and Financial Advisers ~ 2009 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - University of Canberra ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Sam Towill 2005 2004 - Bachelor of Applied Economics - Bachelor Degree (AQF 7) - University of Canberra ~ 2012 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Samuel Faulkner Clark 2002 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
 Sarah Robinson (mcdonald) 1987 1992 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 1993 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Sarah-jane Ross 2015 2009 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Scott Flanagan 2008 2005 - Bachelor of Electronic Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2005 - Bachelor of Law - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Sean Daniel Keady 2005 2005 - Diploma of Leadership and Management - Diploma (AQF 5) - Royal Australian Navy ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Seton Samson 2017 2016 - Bachelor of Commerce in Accounting and Finance - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Stephen Shostak 2002 2002 - Investment Planning 1 - Other - Integratec
 Suzan Roiboit 2007 1986 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - University of Cincinatti ~ 2007 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2007 - Diploma of Financial Planning - Diploma (AQF 5) - Tribeca ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
 Tara Davies 2018 2014 - Certificate IV in Financial Services - Certificate (AQF 1-4) - Integrity Education Group ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2015 - Certificate IV in Banking Services - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University
 Tim Bayles 2006 2003 - Bachelor of Commerce major in Financial Planning (v1) - Bachelor Degree (AQF 7) - Deakin University
 Victoria Anderson 0 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Victoria University
 Vivien Bareka 2012 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2016 - Certificate IV Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited