This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
securities;
standard margin lending facility; and
financial products limited to:
miscellaneous financial investment products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
Australian carbon credit units;
eligible international emissions units; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Halbert | 2011 | 2006 - Diploma of Financial Markets - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2014 - Deposit Products and Non-Cash payments - Other - Financial Education Professionals |
| Alan TE | 2009 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2007 - Chartered Accountant - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Alexander Garuccio | 2011 | 2011 - Bachelor of Commerce major in Financial Planning (v1) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - ASX Listed Product Adviser - Other - Kaplan Higher Education Pty Limited ~ 2014 - Graduate Certificate of Applied Finance - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Higher Education Pty Limited ~ 2019 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Higher Education Pty Limited |
| Amanda Cook | 1999 | 1987 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2001 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Andrew Carmichael | 2015 | 2013 - Diploma of Financial Panning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Andrew Cowen | 2011 | 1999 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2010 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Andrew David Mclean | 1991 | 1985 - Bachelor of Arts (Business Studies) - Bachelor Degree (AQF 7) - Dorset Institute of Higher Education, United Kingdom |
| Andrew Mcfarland | 2008 | 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Andrew Tritton | 1993 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 1998 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2002 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Anita Beckers | 1996 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Anthony Piers Goyder | 2000 | 1997 - Bachelor of Commerce (Management and Marketing) - Bachelor Degree (AQF 7) - Curtin University ~ 2003 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Avinash Subhas | 2010 | 1998 - Bachelor of Commerce (Banking and Finance) - Bachelor Degree (AQF 7) - University of Canberra ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Barnaby Matthews | 2022 | 1995 - Bachelor of Business (Marketing & Finance) - Bachelor Honours Degree (AQF 8) - University of Technology Sydney ~ 2003 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2015 - Master in Finance - Other - INSEAD ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Belinda Barr | 2016 | 2004 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Ben Nguyen | 2007 | 2006 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Benjamin John Forrester | 2009 | 2011 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Benjamin Scott Jefferies | 2021 | 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - University of South Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Bianca Letice Samra | 2015 | 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Bradley Hughes | 2015 | 2003 - Bachelor of Business with Credit - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2015 - Estate Planning - Other - Kaplan Higher Education Pty Limited ~ 2015 - Taxation Fundamentals - Other - Kaplan Higher Education Pty Limited ~ 2016 - Self-Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited |
| Brendan Flanagan | 2001 | 1994 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1998 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Cameron Eldridge | 2005 | 2003 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism and Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Campbell Stewart Vidgen | 2008 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Master of Business Administration - Masters Degree (AQF 9) - Australian Graduate School of Management ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2011 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Higher Education Pty Limited ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Carrington Blake | 2007 | 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education / PS146 Training Australia ~ 2015 - Certified Investment Management Analyst (CIMA) - Professional Designations - IMCA Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Chester Byron Money | 2014 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2019 - Graduate Certificate of Finance - Graduate Certificate (AQF 8) - Macquarie University ~ 2022 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Chester Denholm Selby Tulloch | 2010 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2009 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Christopher James Atkinson | 2023 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Clara Jago | 1997 | 1990 - Bachelor of Commerce in Accounting and Finance - Bachelor Degree (AQF 7) - University of New South Wales |
| Courtney Morrow | 2018 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Dale Shanahan | 2018 | 2004 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2011 - Master in Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Damian Scodellaro | 2004 | 2001 - Bachelor of Business (Banking and Finance and Funds Management) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2005 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Daniel Gratton-wilson | 2015 | 2015 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Higher Education Pty Limited ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2016 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Higher Education Pty Limited ~ 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| David Davies | 2016 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| David James Pope | 2010 | 2005 - Bachelor of Commerce major in Financial Planning (v1) - Bachelor Degree (AQF 7) - Deakin University ~ 2011 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| David Kauler | 2001 | 1995 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2002 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| David Kimberley Venn | 1997 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - Murdoch University ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Murdoch Institute ~ 2014 - Diploma of Financial Planing - Diploma (AQF 5) - Murdoch Institute |
| David Mattner | 1995 | 1994 - Master of Business Administration - Masters Degree (AQF 9) - University of Canberra |
| Dean Mole | 1998 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2001 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Die Jane HU | 2018 | 2008 - Master of Commerce (Accounting and Finance) - Masters Degree (AQF 9) - University of Sydney ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Dominic Kwok | 2011 | 2009 - Bachelor of Finance (B.Fin) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2014 - Diploma of Financial Services (RG 146) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited ~ 2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Higher Education Pty Limited |
| Edwina Kho | 2005 | 2001 - Chartered Accountant - Professional Designations - The Institute of Chartered Accountants in Australia ~ 2006 - Master of Applied Finance and Investment - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Emma Laubi | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Georgia Kate Frizelle | 0 | 2020 - Bachelor of Commerce/Bachelor of Laws (Finance Major) - Bachelor Degree (AQF 7) - Bond University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN ~ 2025 - Tier 2 Personal Advice Deposit Products - Other - KAPLAN |
| Giannis Pantelakakis | 2010 | 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2001 - Bachelor of International Finance - Bachelor Degree (AQF 7) - Griffith University ~ 2009 - CPA Program - Professional Designations - CPA Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Graydon Alexander Hanly | 2005 | 2003 - Bachelor of Commerce (Money and Banking Finance) - Bachelor Degree (AQF 7) - University of Western Australia ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2022 - Graduate diploma of financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Hamish Garth Ninham | 2018 | 2011 - Master of Commerce (Applied Finance) - Masters Degree (AQF 9) - University of Adelaide ~ 2019 - Chartered Financial Analyst - Professional Designations - CFA Institute ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited |
| Heath Mclaren | 1999 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 1996 - Masters of Economics - Masters Degree (AQF 9) - Macquarie University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited |
| Helen Spencer | 1995 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 1996 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Hoang Thien Nhat Nguyen | 2015 | 2011 - Bachelor of Business Major in Finance - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2023 - Ethics and Professionalism in Fiancial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Isabelle Rose Dowling | 2017 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2017 - Advance Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2017 - Bachelor of Business - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2021 - Master of Commerce - Masters Degree (AQF 9) - Deakin University |
| Jack Donohoe | 2025 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| James Justin Henty Byrne | 2018 | 2016 - Master of Business Administration (Finance) - Other - HEC Paris ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited |
| James Vincent Smith | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited |
| James William Duffell | 2007 | 2003 - Bachelor of Economics (Economics and Marketing) - Bachelor Degree (AQF 7) - University of Sydney ~ 2005 - Master of Economics (International Business and Marketing) - Masters Degree (AQF 9) - University of SYdney ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Jason Nicholson | 1999 | 2001 - Certified Financial Planning - Professional Designations - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2004 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Jing XU | 2014 | 2012 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2012 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd |
| Joel Wright | 2004 | 2004 - Investment Planning 1 - Other - Kaplan Higher Education Pty Limited ~ 2006 - Accredited Derivatives Adviser: Level 1 - Other - Kaplan Higher Education Pty Limited ~ 2010 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2014 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Higher Education Pty Limited ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| John Robert Granger | 2018 | 2015 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Macquarie University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited |
| Joseph George Smith | 2018 | 2008 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2008 - Securities and Derivatives Industry Association Accreditation Program - Other - Deakin University |
| Joshmon Welke | 2015 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Charles Sturt University ~ 2022 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited |
| Julia Parsons | 2023 | 2016 - Masters of Commerce - Masters Degree (AQF 9) - The University of Sydney ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Justin Witherdin | 1999 | 2002 - Bachelor of International Finance - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - Diploma of Financial Markets - Diploma (AQF 5) - AFMA |
| Kate Jemma Blake | 2014 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Katherine Marie Calvisi | 2018 | 2016 - Bachelor of Business (Accounting and Finance) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited |
| Kelly Nyanhete | 2025 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Lachlan Latham | 2013 | 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2014 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited |
| Lawrence Grasso | 2008 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University |
| Lola Krakouer | 0 | 2022 - Master of Finance - Masters Degree (AQF 9) - University of New South Wales ~ 2024 - Graduate Diploma of Financial Planning - Bachelor Honours Degree (AQF 8) - Kaplan Higher Education Pty Ltd |
| Lucette Thompson | 2010 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Lucinda Chan | 1998 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney |
| Marc Raymond Whitworth | 2012 | 2009 - Bachelor of Commerce major in Financial Planning (v1) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Margaret Etryk | 2025 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Mark Alexander Harris | 1997 | 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 1996 - Master of Business Administration - Masters Degree (AQF 9) - University of Queensland ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Martin Roche | 1996 | 2000 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Matt Haig | 1998 | 1991 - Bachelor of Economics (Social Sciences) - Bachelor Degree (AQF 7) - University of Sydney ~ 1997 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Matteo Pattaro | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Matthew Angelo Tsimos | 2014 | 2011 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2025 - CFP CERTIFICATION PROGRAM - Professional Designations - Financial Planning Association of Australia Limited |
| Matthew Aymon Bade | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Matthew Gartrell | 2007 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Matthew Owen | 2011 | 2013 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Matthew Robinson | 2016 | 2015 - Bachelor of Economics (Financial Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Michael Muehlheim | 1997 | 2000 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2002 - Diploma of Financial Planning 1-8 - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Michael Sanderson | 2008 | 1998 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 2004 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2005 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Southern Queensland ~ 2008 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Michael Smith | 2012 | 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2007 - Bachelor of Laws - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited |
| Min Yan | 2018 | 2008 - Master of Accountancy - Masters Degree (AQF 9) - Western Sydney University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Natasha Soedhardji | 2018 | 2002 - Bachelor of Commerce Major in Economics and Financial Planning - Bachelor Degree (AQF 7) - Curtin University ~ 2006 - Master of Finance - Masters Degree (AQF 9) - Curtin University ~ 2012 - Graduate Diploma in Professional Accounting - Graduate Diploma (AQF 8) - Curtin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Nathan Michael Perks | 2018 | 2015 - Bachelor of Arts (Commerce) - Bachelor Degree (AQF 7) - Macquarie University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Oliver John Mayo | 2018 | 2001 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Pang YU Chan | 2018 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Qian Zhou | 2024 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Robert Brown | 2004 | 2002 - SDIA Accreditation Program - Other - Stockbrokers and Financial Advisers ~ 2009 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - University of Canberra ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Ryan Matthew Skeen | 2016 | 2016 - Bachelor of Sport and Rereation of Management/ Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2020 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University |
| Sam Towill | 2005 | 2004 - Bachelor of Applied Economics - Bachelor Degree (AQF 7) - University of Canberra ~ 2012 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Samuel Faulkner Clark | 2002 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Sarah Robinson (mcdonald) | 1987 | 1992 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 1993 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Sarah-jane Ross | 2015 | 2009 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Scott Flanagan | 2008 | 2005 - Bachelor of Electronic Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2005 - Bachelor of Law - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Sean Daniel Keady | 2005 | 2005 - Diploma of Leadership and Management - Diploma (AQF 5) - Royal Australian Navy ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Seton Samson | 2017 | 2016 - Bachelor of Commerce in Accounting and Finance - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Sonia Tumber | 2018 | 2016 - Master of Business Administration - Masters Degree (AQF 9) - Bond University ~ 2017 - Master of Finance - Masters Degree (AQF 9) - Bond University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Stephen Shostak | 2002 | 2002 - Investment Planning 1 - Other - Integratec |
| Suzan Roiboit | 2007 | 1986 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - University of Cincinatti ~ 2007 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2007 - Diploma of Financial Planning - Diploma (AQF 5) - Tribeca ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |
| Tara Davies | 2018 | 2014 - Certificate IV in Financial Services - Certificate (AQF 1-4) - Integrity Education Group ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2015 - Certificate IV in Banking Services - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited ~ 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Tim Bayles | 2006 | 2003 - Bachelor of Commerce major in Financial Planning (v1) - Bachelor Degree (AQF 7) - Deakin University |
| Victoria Anderson | 2025 | 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Victoria University |
| Victoria Jane Smith | 0 | 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN ~ 2025 - Tier 2 Personal Advice Deposit Products - Other - KAPLAN |
| Vivien Bareka | 2012 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2016 - Certificate IV Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |