This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Alexander Wade | 2007 | ALPA - Kaplan ~ Advanced Diploma - Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan |
| Adam Barnes | 2018 | Bachelor of Business - James Cook University ~ Diploma of Financial Services - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Adam Peluchetti | 2004 | Advanced Diploma - Financial Planning - Royal Melbourne Institute of Technology ~ Bachelor Degree - Commerce - James Cook University ~ CFP - Certified Financial Planner - Deakin University |
| Andi Kirstyn Gelling | 2023 | Bachelor of Commerce (Accounting & Financial Planning) - James Cook University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Deakin University |
| Ayden Pyper | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Financial Management & Accouting) - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Ben Henderson | 0 | Bachelor of Property Economics - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Jacob Noah Prideaux | 2023 | Bachelor of Business (Finance) - Queensland University of Technology ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Taxation for Financial Planning - Kaplan Professional |
| John Sebastian Dalle Cort | 2002 | Bachelor of Commerce - Griffith University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute |
| Justin Cameron Rawlins | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Economics and Regional Development) - James Cook University ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Kunal Koriya | 2018 | Bachelor of Commerce - Osmania University ~ Certified Practicing Accountant - CPA Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ MPA - MBA - James Cook University |
| Louise Raylene Gibson | 2016 | Bachelor EcoNomics - University of Queensland ~ Certified Financial Planner - Financial Advice Association Australia - FAAA ~ Diploma Financial Planning - FNS50611 - Mentor Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Tier 1 RG146 Margin Lending (Personal Advice) - Kaplan Australia |
| Luke Thomas Dagge | 2003 | Bachelor Degree - Commerce - James Cook University ~ CFP - Certified Financial Planner - Deakin University ~ Ethics and Professionalism in Financial Planning - Kaplan ~ Graduate Diploma - Applied Finance - Australian Securities Institute |
| Steven Lequerica | 2013 | Advanced Diploma - Financial Planning - Kaplan Professional ~ Bachelor Degree - Business - James Cook University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Valentino Willem Pikoulas | 2001 | Advanced Diploma - Financial Planning - Deakin University ~ CFP - Certified Financial Planner - Deakin University |