This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew William White | 2023 | Bachelor of Business (Accounting) - RMIT ~ Chartered Accountants Program/Graduate Diploma - Institute of Chartered Accountants in Australia ~ Graduate Diploma of Financial Planning - Kaplan |
| Benjamin Jongebloed | 2016 | Bachelor of Commerce - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Specialist SMSF Course - Super Concepts / University of Adelaide |
| Daniel Nel | 2010 | Graduate Diploma in Financial Planning - Central Queensland University ~ Post Graduate Diploma in Financial Planning - Milpark Education, South Africa ~ Post Graduate Diploma in Investment Planning - University of the Free State, South Africa |
| Ellen Claire Victoria Stoncius | 0 | Bachelor of commerce, Major in Financial Planning - Deakin University |
| Matthew Rea | 2018 | Bachelor Commerce (Financial Planning) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Managed Investments ~ Securities ~ Derivatives - Mentor Education Group ~ Specialist SMSF Course - Super Concepts / University of Adelaide |
| Robert James Devlin | 2014 | 928 Margin Lending - Knowledge and Skills - Kaplan ~ Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of International Business - La Trobe University ~ Self Managed Superannuation Funds - Kaplan |
| Sean Matthew Birch | 2008 | Bachelor Degree - Business - University of Ballarat ~ Diploma - Financial Services - Mentor Asset Management Pty Ltd ~ Post Graduate - Certified Practicing Accountant (CPA) - CPA Australia |
| Warwick Steven Abbott | 2006 | Advanced Diploma of Financial Planning - Kaplan Professional ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |