This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew William White | 2023 | 2007 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT ~ 2009 - Chartered Accountants Program/Graduate Diploma - Graduate Diploma (AQF 8) - Institute of Chartered Accountants in Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Benjamin Jongebloed | 2016 | 2011 - Bachelor of Commerce - - Deakin University ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Specialist SMSF Course - Other - Super Concepts / University of Adelaide |
| Daniel Nel | 2010 | 2016 - Post Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Milpark Education, South Africa ~ 2017 - Post Graduate Diploma in Investment Planning - Graduate Diploma (AQF 8) - University of the Free State, South Africa ~ 2019 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Central Queensland University |
| David Peter Michael Higgins | 2013 | 2008 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2013 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2015 - Master of Financial Analysis - Masters Degree (AQF 9) - University of New South Wales (UNSW) ~ 2023 - Super Concepts & ICFS Specialist SMSF course - Other - The University of Adelaide |
| Ellen Claire Victoria Stoncius | 0 | 2020 - Bachelor of commerce, Major in Financial Planning - Bachelor Degree (AQF 7) - Deakin University |
| Jake Timothy Evans-boulter | 2017 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Matthew Rea | 2018 | 2016 - Bachelor Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2018 - RG146 Managed Investments ~ Securities ~ Derivatives - Diploma (AQF 5) - Mentor Education Group ~ 2020 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Specialist SMSF Course - Other - Super Concepts / University of Adelaide |
| Robert James Devlin | 2014 | 2012 - Bachelor of International Business - - La Trobe University ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan ~ 2015 - 928 Margin Lending - Knowledge and Skills - - Kaplan |
| Sean Matthew Birch | 2008 | 1991 - Bachelor Degree - Business - - University of Ballarat ~ 2004 - Post Graduate - Certified Practicing Accountant (CPA) - - CPA Australia ~ 2008 - Diploma - Financial Services - - Mentor Asset Management Pty Ltd |
| Warwick Steven Abbott | 2006 | 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |