This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide general financial product advice to wholesale clients only for the following classes of financial products:
foreign exchange contracts;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
foreign exchange contracts;
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Miles Royce Bellman | 2005 | 2002 - Bachelor of Business - Economics & Finance - Bachelor Degree (AQF 7) - RMIT University ~ 2004 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Kaplan (Securities Institute of Australia) ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan (FINSIA) ~ 2014 - Masters of Business Administration (MBA) - Masters Degree (AQF 9) - Melbourne Business School ~ 2016 - Masters of Law - Banking & Finance - Masters Degree (AQF 9) - University of Melbourne |