This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Erina Jane Officer | 2001 | Bachelor of Business (Accounting) - Chisholm Institute of Technology ~ CA - Institute of Chartered Accountants of Australia ~ Diploma of Financial Planning DFP 1 - Integratec UTS ~ Diploma of Financial Planning DFP 2 - Integratec UTS ~ Grad Dip in Financial Planning - Securities Institute of Australia |
| Kristien Eric Arnold | 2018 | Bachelor of Business (Accounting) & Bachelor of Business (Banking and Finance) - Monash University ~ CA - Institute of Chartered Accountants of Australia & New Zealand |