This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
general insurance products;
life products limited to:
life risk insurance products;
simple managed investment schemes;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Lennon | 2017 | Batchelor of Business - UTS ~ Diploma of Finance and Mortgage Broking - National Finance Institute ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma in Applied Finance and Investment - FINSIA |
| Christopher Thomas | 2016 | RG 146 - Financial Education Professionals |
| Scott Costain | 2016 | CA SMSF Specialisation Course - UNSW ~ Certificate of Public Practice - Chartered Accountants ~ Chartered Accountants Program - ICAA ~ Diploma of Financial Planning - Kaplan ~ Financial Services Training Package - Terra Cordis |
| Steven Dadich | 2016 | RG 146 - Terra Cordis |