This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
general insurance products;
life products limited to:
life risk insurance products;
simple managed investment schemes;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Lennon | 2017 | 1993 - Batchelor of Business - - UTS ~ 1996 - Graduate Diploma in Applied Finance and Investment - - FINSIA ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2017 - Diploma of Finance and Mortgage Broking - - National Finance Institute |
| Christopher Thomas | 2016 | 2016 - RG 146 - - Financial Education Professionals |
| Scott Costain | 2016 | 2007 - Chartered Accountants Program - - ICAA ~ 2008 - Certificate of Public Practice - - Chartered Accountants ~ 2012 - Financial Services Training Package - - Terra Cordis ~ 2014 - CA SMSF Specialisation Course - - UNSW ~ 2015 - Diploma of Financial Planning - - Kaplan |
| Steven Dadich | 2016 | 2016 - RG 146 - - Terra Cordis |