This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Morgan Hayward | 2017 | 2016 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - AAMC Training Group ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2017 - Australian Taxation Law for Tax (Financial Advisers) - Other - International Institute of Technology ~ 2017 - Commercial Law for Tax (Financial Advisers) - Other - International Institute of Technology ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Principles of Foreign Exchange - Other - International Institute of Technology ~ 2017 - Principles of Self Managed Superannuation Funds - Other - International Institute of Technology ~ 2018 - Principles of Margin Lending - Certificate (AQF 1-4) - International Institute of Technology ~ 2019 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional ~ 2020 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |