This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Christian O'callaghan Murphy | 2008 | 2007 - Bachelor of Commerce and Economics - - Australian National University ~ 2008 - Graduate Certificate in Financial Planning - - FINSIA ~ 2008 - RG 146 Accreditation Generic and Specialist Knowledge in Securities and Managed Investments - - Deakin ~ 2008 - RG 146 Accreditation – Generic and Specialist Knowledge in Securities and Managed Investments - - Deakin ~ 2009 - Accredited Derivatives Advisor (ADA) 1 - - Kaplan |
| Liam Barnes | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Stephen Moretta | 2018 | 2013 - Bachelor of Commerce - - Swinburne University of Technology ~ 2016 - Graduate Diploma of Chartered Accounting - - Institute of Chartered Accountants ~ 2018 - Financial Planning Fundamentals - - Kaplan Professional ~ 2018 - Tier 1 Securities and Managed Investments - Personal Advice - - Kaplan Professional |