This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice only, for the following classes of financial products:
derivatives limited to:
derivatives relating to the wholesale price of electricity only; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives limited to:
derivatives relating to the wholesale price of electricity;
other derivatives which are entered into for the purpose of managing a financial risk that arises in the ordinary course of the activities of the person where the person:
is not making a market for any such derivatives; and
is only dealing in any such derivatives on the person's own behalf;
ancillary services as defined under the "National Electricity Code" issued by the Electricity Code Administrator Limited;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|