This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam William Carey | 1995 | 1993 - Bachelor of Arts - - Sydney University ~ 2007 - Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| Allan Taylor | 2006 | 2009 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2012 - Estate Planning - - Kaplan Professional ~ 2015 - Aged Care Steps - - Accredited Aged Care Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Chartered Retirement Planning Counsellor - Certificate (AQF 1-4) - Kaplan |
| Benjamin Adrian Trim | 2012 | 1997 - Bachelor Of Commerce - - Griffith University ~ 2003 - Master of Fin Planning - - Griffith University |
| Bruno Festa | 2004 | 2006 - Diploma of Financial Services - - Kaplan |
| Craig Bruce Prosser | 2009 | 2011 - Margin Lending - - Kaplan ~ 2012 - Advanced Diploma of Financial Services - - Kaplan ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Darren Pritchett | 2006 | 1997 - Bachelor of Commerce - - University of Western Sydney ~ 2005 - Advanced Diploma of Financial Services - - Tribeca ~ 2005 - Diploma of Financial Services - - Tribeca ~ 2007 - Certified Financial Planner - - FPA |
| Glenn Paul Meilak | 2004 | 2001 - DFP 1 Financial Planning and Wealth Creation - - Securities Institute ~ 2002 - DFP 2 Risk Management and Insurance Products - - Securities Institute ~ 2002 - DFP 4 Superannuation: Advice and Regulations - - Securities Institute ~ 2007 - DFP 3 Investment Planning - - Kaplan |
| John Sean Stamatakis | 2009 | 2007 - Diploma of Financial Services - - PS146 Training Australia ~ 2011 - Margin Lending - - Kaplan |
| Judith Van Oort-pieck | 2004 | 1982 - LL.B - - Leyden University ~ 2002 - Certificate IV in Financial Planning - - Integratec ~ 2003 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2003 - Taxation Module of the Advanced Diploma of Financial Services - - Integratec ~ 2004 - Certificate Estate Planning - - Tribeca |
| Mark Basili | 2005 | 1997 - Bachelor of Commerce - - University of Western Sydney ~ 2004 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2007 - Margin Lending & Geared Investments - - Kaplan |
| Matthew Eric Connell | 2006 | 2008 - Advanced Diploma of Financial Services - - FINSIA ~ 2008 - Self Managed Super Funds - - Kaplan |
| Matthew Henri Mcbride | 2009 | 2004 - Diploma of Financial Services - - Tribeca ~ 2005 - Bachelor of Business (Finance) - - University of Technology Sydney ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2019 - Advanced Diploma of Financial Planning - - Integrity Education Group ~ 2019 - FNSSS00006 - Commercial Law for Tax (Financial) Advisers Skill Set - - Mentor Education |
| Michael David Voss | 2003 | 2000 - Diploma of Financial Planning CFP - - FPA |
| Michael James Matheson | 2004 | 2002 - Certificate of Competancy: PS146 - - Financial Services Training & Assessment |
| Paul George David Richardson | 2009 | 2009 - Diploma of Financial Planning - - Kaplan ~ 2010 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2015 - Specialist SMSF Course - - Terra Cordis |
| Pieter Hendrik Botha | 2012 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2014 - Self Managed Superannuation Funds - Other - Mentor Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rhys Robert Bryan Edwards | 0 | 2023 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University |
| Rodney George Goodall | 2009 | 2009 - Diploma Financial Services - - Kaplan |
| Sallyanne Cook | 2013 | 1986 - Bachelor of Business - Bachelor Degree (AQF 7) - UTS ~ 1994 - Masters of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle ~ 2013 - Diploma of Financial Planning - - Pinnacle |
| Scott James Bullock | 2004 | 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2010 - Margin Lending - - Kaplan Education Pty Ltd |
| Tarnia Gurney | 2005 | 2005 - Certificate IV in Business (Frontline Management) - - HGT Australia Ltd ~ 2005 - Diploma of Financial Services (Financial Planning) - - ThreeSixty Adviser Campus ~ 2013 - Advanced Diploma Modules 1 - 4 - - Various (ThreeSixty Adviser Campus & RG146 Training Australia) |
| Varanjot Bhinder | 2011 | 2010 - Diploma of Financial Services - - Investment Banking Institute |