Link Advice Pty ltd

AFS License Number
258145
Name
Link Advice Pty ltd
ABN/ACN/ARBN
36105811836
Licensee issued
May 19, 2004
Address
Parramatta, 2150, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Andrew David Morgan 2005 2005 - Diploma Financial Services (Financial Planning) FNB50802 - Diploma (AQF 5) - Kaplan Australia ~ 2006 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA)
 Anthony Sebastian Bonilla 2008 2009 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Augusto Hernan Reyes 2004 1997 - Advance Diploma of Accounting - Advanced Diploma (AQF 6) - TAFE ~ 2000 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2005 - CFP Education Program - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN Professional
 Ben Sgro 2018 2017 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2018 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Diploma of Financial Planning ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Bernard Mark Simlesa 2018 2013 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2018 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
 Bill Patterson 2010 2008 - Diploma of Financial Services FNS50104 - Diploma (AQF 5) - Finsia ~ 2010 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Brandon James Anderson 2018 2015 - Bachelor of Commerce - Human Resource Management & Financial Planning - Bachelor Degree (AQF 7) - University of Wollongong ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Cara Ferguson 2016 2014 - Bachelor of Arts - Diploma of Language - Bachelor Degree (AQF 7) - Flinders University ~ 2016 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Carol Keller 2022 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Chloe Anne Langdon 2017 2014 - FNS50611 Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Christopher Goh 2023 2009 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2018 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Christopher Leo Kelly 2005 1990 - Bachelor of Science - Bachelor Degree (AQF 7) - University of New South Wales ~ 2004 - Diploma of Financial Markets 91018 NSW - Advanced Diploma (AQF 6) - Securities Institute ~ 2005 - Diploma of Financial Services (Financial Planning)(FNS50804) - Diploma (AQF 5) - AMP Financial Services ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2012 - Certificate of Completion Margin Lending and Geared Investments - - Kaplan
 Cody Nicholas Findlay 2018 2018 - Bachelor of Applied Finance with the degree of Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2018 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 DA Hye Lee 2017 2011 - Bachelor of Applied Finance with the degree of Bachelor of Commerce - Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2015 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Daniel Dong-sun Kwak 2018 2016 - Bachelor of Business and Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - Western Sydney University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Daniel Reg Tracey 2013 2010 - Bachelor of Business (Economics and Regional Development) - Bachelor Degree (AQF 7) - James Cook University ~ 2016 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Debbie Auduong 2015 1988 - CPA Program Professional Level - Professional Designations - Certified Practicing Accountant ~ 1989 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of New England ~ 1994 - Graduate Diploma in Financial Management - Graduate Diploma (AQF 8) - University of New England ~ 2015 - FNS50611 Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Frank James Guanco 2007 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - finsia ~ 2011 - Graduate Certificate in Commerce (Financial Planning) - Graduate Certificate (AQF 8) - University Of Western Sydney
 Gerard Edward Casim 2018 2015 - Bachelor of Applied Finance with the degree of Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2018 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Gordon Michael DE Silva 2012 1992 - Bachelor of Commerce (Honours) - Other - University of Calcutta ~ 1997 - Master of Business Administration - Masters Degree (AQF 9) - Monash University ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Gregory Gerard Fleming 2017 1988 - Bachelor of Education - Bachelor Degree (AQF 7) - Catholic College of Education Sydney ~ 1990 - Subjects - Accounting&Financial Management 1A & Microecomonics 1 second session & Macroeconomics 1 - Bachelor Degree (AQF 7) - The University of New South Wales ~ 1997 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Economic and Legal Context for Financial Planning and bridging course - Client Engagement Skills - Bridging Course - Regulation & Legal Obligations - Kaplan
 Harindra Kodikara 2001 2015 - FNS50611 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
 Harmit Singh 2013 2004 - Bachelor of Mathematics and Finance - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2013 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Harry Atamian 2003 2000 - Bachelor of Finance majors Faculty of Law and Management Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2005 - Diploma of Financial Services (Financial Planning)(FNS50804) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning)(FNS60404) - Advanced Diploma (AQF 6) - Tribeca ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Hristijan Karevski 2018 2015 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Jayalatha Chidambara Bharathi 2015 2002 - Degree of Bachelor of Commerce - Other - University of Madras ~ 2012 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Joshua Tahoe Carlton Schriver 2018 2017 - Diploma of Financial Planning - - Monarch Institute ~ 2018 - Bachelor of Commerce (Economics & Finance) - - The University of Western Australia
 Kasra Khalili 2014 2006 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2007 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology
 Kazim Akdag 2018 2018 - Bachelor of Business (majoring in Financial Planning) - Bachelor Degree (AQF 7) - La Trobe University
 Linn David Highman 2001 2007 - Diploma of Financial Services (Financial Planning) (FNS50804) - Diploma (AQF 5) - Kaplan Education
 Lisa Cave 2017 2013 - FNS50611 Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Lorraine Patricia Dunn 2003 1992 - Advance Certificate in Accounting - Certificate (AQF 1-4) - Moorabbin College of TAFE ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University / FPA ~ 2002 - CFP Certification Program - Other - Financial Planning Association ~ 2008 - Regulatory Guide 146 Assessment - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Lynne Tan 2006 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2001 - Bachelor of Science - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - FNS60404 Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan Professional
 Manoj Prasad Sharma 2012 2003 - Master of Financial Management - Masters Degree (AQF 9) - Central Queensland University ~ 2004 - Master of Accounting - Masters Degree (AQF 9) - Central Queensland University ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Manuel Oswald 2010 2004 - Bachelor of Arts with Honours - Business Administration with Marketing - - University of Central England in Birmingham ~ 2004 - Bachelor of Business Administration + Associate of Arts Business Communicaton and Public Relations - Other - International Management Institute ~ 2008 - Master of Business Administration Advanced - Masters Degree (AQF 9) - The University of Western Australia ~ 2015 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2021 - Ethics & Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Professional
 Maria Ganakas 2000 1994 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2002 - CFP - - FPA ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA
 Mark William Mahony 2008 2008 - Bachelor of Applied Finance with the degree of Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2013 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Masautso Mukokweza 2013 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Notre Dame ~ 2013 - FNS50610 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Monika Agrawal 2009 2010 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Noel Hazeldine 1993 2004 - Advanced Diploma of Financial Services (Financial Planning)(FNB60402) - Advanced Diploma (AQF 6) - TRIBECA ~ 2004 - Diploma of Financial Services (Financial Planning)(FNB50802) - Diploma (AQF 5) - TRIBECA
 Philip Kenneth Elmslie 2010 2008 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Graduate Diploma in Financial Services - Graduate Diploma (AQF 8) - University of New England ~ 2016 - Master of Financial Services - Masters Degree (AQF 9) - University of New England ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Rajeswari Balaji 2005 2012 - (FNS50804) Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2021 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education
 Richa Bhardwaj 2009 2003 - Bachelor of Information Systems - Bachelor Degree (AQF 7) - University of Tasmania ~ 2011 - FNS50804 Diploma of Financial Planning (Financial Services - Diploma (AQF 5) - Kaplan Professional ~ 2012 - FNS60404 Advanced Diploma of Financial Planning (Financial Services) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Robert Moucha 2011 1996 - Bachelor of Economics Faculty of Social Sciences - Bachelor Degree (AQF 7) - LaTrobe University ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2006 - Diploma of Financial Services (Financial Planning)(FNS50804) - Diploma (AQF 5) - Tribeca ~ 2012 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education
 Samiul Dishan 2015 2015 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Mentor Education Pty Ltd
 Saul Illesca 1997 1994 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Stefan Bowden 2024 2019 - Bachelor of Commerce major in Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2020 - Diploma of Financial Planning FNS50615 - Diploma (AQF 5) - Monarch Institute ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Stephen Robinson 2018 2014 - Bachelor of Commerce Financial Planning and Finance - Bachelor Degree (AQF 7) - University of Wollongong ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Stephen Walker 2018 2013 - Bachelor of Business majoring in Accounting - Bachelor Degree (AQF 7) - Southern Cross University ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Therese Margaret Pontifex 2009 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - FINSIA ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Truc Thi Thanh Chung 2009 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2014 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
 Trung Phuong Thao Huynh 2016 2011 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute Of Technology ~ 2018 - Bachelor of Business and Commerce (Applied Finance) - Bachelor Degree (AQF 7) - Western Sydney University ~ 2019 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor education ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional
 Ursula Rae Condo 2006 2000 - Advanced Diploma of Business Administration - - West Coast College of Tafe ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning (Aust) Pty Ltd ~ 2005 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2013 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Graduate Certificate in Business - - Curtin University of Technology ~ 2020 - Master of Business Administration - Masters Degree (AQF 9) - Curtin University
 Vinitha Kannan 2007 2006 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2010 - Master of Wealth Management - Masters Degree (AQF 9) - Deakin University