This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
from 1 July 2022, securities in a CCIV;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
from 1 July 2022, securities in a CCIV;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ali Michael Hogue | 2023 | 2022 - Bachelor of Commerce (Financial Advising) - Bachelor Degree (AQF 7) - James Cook University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Chartered Retirement Planning Counsellor - Professional Designations - College for Financial Planning ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Michael Christian Hogue | 2001 | 2001 - Bachelor of Business - - James Cook University ~ 2005 - Diploma Financial Planning - - FPA ~ 2010 - Cerftified Financial Planner - - FPA |