This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ben Lester | 2013 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Aged Care Technical Accreditation - FirstTech ~ Bachelor of Management - University of Technology, Sydney ~ Diploma of Financial Planning - Kaplan Professional ~ SMSF Core Technical Accreditation - FirstTech |
| Joel Harrison | 2018 | Bachelor of Commerce - University of Sydney ~ Diploma of Financial Planning - International Institute of Technology |
| Mark David Causer | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Integratec (Australia) Pty Ltd |
| Nicholas Stephen Talley | 2013 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Agricultural Economics (Honours) - University of Sydney ~ Diploma of Financial Services - Integrity Education Pty Ltd ~ SMSF Core Technical Accreditation - FirstTech |