Level One Financial Advisers Pty Limited

AFS License Number
280061
Name
Level One Financial Advisers Pty Limited
ABN/ACN/ARBN
68105116541
Licensee issued
Oct. 5, 2004
Address
Wollongong, 2500, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Douglas Paul Tarrant 1994 Accredited Estate Planning Specialist - Financial Planning Association ~ Certificate IV in Financial and Mortgage Broking - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Financial Planning Association ~ SMSF Specialist Adviser - Self Managed Super Fund Association
 Joanne Douglas 2005 Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Integratec ~ Financial Planning - Kaplan