This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
provide a superannuation trustee service
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Sporle | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Benjamin Fernandes | 2006 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - TRIBECA ~ 2009 - Certified Financial Planner - Professional Designations - FPA ~ 2014 - Certificate of Self Managed Super Funds - - TRIBECA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Guy Mahony | 2003 | 2009 - CFP - Other - Deakin University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| John James Anthony Dodd | 2009 | 2000 - CFP - Other - Deakin University ~ 2000 - DFP - Diploma (AQF 5) - Deakin University |