This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Lee James O'neill | 2009 | 2018 - Advanced Diploma Financial Planning FNS60415 - - AAMC ~ 2019 - Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Estate and Succession Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Superannuation and Retirement Advice - Graduate Diploma (AQF 8) - Kaplan |
| Andrew David Courtney | 2015 | 2008 - Bachelor Biomedical Science - - Griffith University Queensland ~ 2012 - Master of Commerce - - University of Queensland ~ 2013 - Diploma Financial Services ( Financial Planning ) - - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2015 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education |