This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Hitch | 2007 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2011 - Self Managed Superannuation Funds Specialist - - Adelaide University ~ 2012 - Certified Financial Planner - - Financial Planning Association ~ 2021 - Ethics and Professional Standards for Financial Advisers - Bridging Course - Ethics - TAFE NSW |
| Cathryn Amanda Walley | 2016 | 2001 - Bachelor of Commerce - - Deakin University ~ 2004 - Graduate Diploma - - ICAA ~ 2012 - Diploma of Financial Services - - Pinnacle ~ 2016 - SMSF Specialist Advisor - - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jayden Mitchell Garner | 0 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2023 - Advanced Financial Planning - Certificate (AQF 1-4) - Deakin University ~ 2023 - Estate Planning & Insurance - Certificate (AQF 1-4) - Deakin University |
| Lauren Abela | 2008 | 2003 - Bachelor of Commerce - - Monash University ~ 2008 - Graduate Certificate Financial Planning - - FINSIA ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Certified Financial Planner - - Financial Planning Association ~ 2011 - Specialist SMSF Course - - University of Adelaide |
| Matthew Paul Grapsas | 2001 | 1993 - Bachelor of Commerce - - Deakin University/ Financial Planning Association ~ 1995 - Graduate Diploma of Applied Finance & Investment - - Securities Institute of Australia ~ 1998 - Certified Practicing Accountant - - CPA ~ 1999 - Certified Financial Planner - - Financial Planning Association |
| Simon Anthony Flowers | 2012 | 1994 - Bachelor of Business (Accounting) - - Deakin University/ Financial Planning Association ~ 1997 - Certified Public Accountant - - CPA ~ 2008 - Masters of Tax - - University of Melbourne ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |